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GRIFFON CORP — Director's Dealing 2016
Dec 9, 2016
31259_dirs_2016-12-09_bd286565-92de-423d-b0a1-e0a23f84093d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRIFFON CORP (GFF)
CIK: 0000050725
Period of Report: 2016-12-07
Reporting Person: BLAU HARVEY R (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-07 | Common Stock | S | 106067 | $25.26 | Disposed | 694186 | Indirect |
| 2016-12-08 | Common Stock | S | 151376 | $25.22 | Disposed | 542810 | Indirect |
| 2016-12-09 | Common Stock | S | 102557 | $25.04 | Disposed | 440253 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1268772 | Direct |
| Common Stock | 54 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.20 to $25.375, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.05 to $25.45, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $24.95 to $25.35, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.