Griffin Mining Limited - Major Shareholding Notification 2016

National Storage Mechanism | Additional information

RNS Number : 3111G

Griffin Mining Ld

04 August 2016

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii		Griffin Mining Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights			X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii	Overbrook Management Corporation
4. Full name of shareholder(s) (if different from 3.):iv	Andrew J Goffe Overbrook Select Master Fund Overbrook Opportunity Fund I LP Overbrook Opportunity Fund II LP
5. Date of the transaction and date on which the threshold is crossed or reached: v	3 August 2016
6. Date on which issuer notified:	4 August 2016
7. Threshold(s) that is/are crossed or reached: vi, vii	From below 5% to above 5%


8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction						Resulting situation after the triggering transaction
Number of Shares			Number of Voting Rights			Number of shares		Number of voting rights			% of voting rights x
Direct		Direct xi		Indirect xii	Direct			Indirect
Ordinary Shares	8,936,137			8,936,137			9,186,137		9,186,137			5.13%
BMG319201049

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument			Expiration date xiii		Exercise/ Conversion Period xiv					Number of voting rights that may be acquired if the instrument is exercised/ converted.				% of voting rights
-			-		-					-				-

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument		Exercise price		Expiration date xvii		Exercise/ Conversion period xviii			Number of voting rights instrument refers to				% of voting rights xix, xx
-		-		-		-			-				Nominal		Delta
-			-

Total (A+B+C)
Number of voting rights								Percentage of voting rights
9,186,137								5.13%


9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Andrew Goffe is the majority shareholder of Overbrook Management Corporation and each of the other shareholders listed in Section 4 is an investment vehicle which is managed by Overbrook Management Corporation. As an SEC Registered Investment Advisor, Overbrook Management Corporation is consequently subject to the shareholder disclosure thresholds prescribed by DTR 5.1.5.

Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A

13. Additional information:	None.
14. Contact name:	Lloyd Moskowitz
15. Contact telephone number:	+1 6463159714


Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	N/A
Contact address (registered office for legal entities)	N/A
Phone number & email	N/A
Other useful information (at least legal representative for legal persons)	N/A

B: Identity of the notifier, if applicable
Full name	N/A
Contact address	N/A
Phone number & email	N/A
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)	N/A

C: Additional information
N/A
For notes on how to complete form TR-1 please see the FCA website.

This information is provided by RNS

The company news service from the London Stock Exchange

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