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GRID DYNAMICS HOLDINGS, INC. — Director's Dealing 2020
Jun 22, 2020
32589_dirs_2020-06-22_c5806915-a286-40e5-a9b6-f98274c74bcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRID DYNAMICS HOLDINGS, INC. (GDYN)
CIK: 0001743725
Period of Report: 2020-06-18
Reporting Person: Chaserg Technology Sponsor LLC (10% Owner)
Reporting Person: Explorer Parent LLC (10% Owner)
Reporting Person: Founder Holdings LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-18 | Common Stock | J | 4940000 | — | Disposed | 1090000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-18 | Warrants (right to buy) | $11.50 | J | 265000 | Disposed | 2025-03-05 | Common Stock (265000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3683703 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (right to buy) | $11.5 | 2025-03-05 | Common Stock (291500) | 291500 | Indirect |
Footnotes
F1: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution").
F2: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.
F3: Includes securities received in the Distribution.
F4: By Explorer. Founder, as the managing member of Explorer, may be deemed to share beneficial ownership of these securities.