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GREEN TECHNOLOGY METALS LIMITED — Major Shareholding Notification 2021
Nov 9, 2021
65019_rns_2021-11-09_fd2d356b-442e-4ee6-8439-e679a992c588.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001
Section 671B $\epsilon_{\rm eff}$
Notice of initial substantial holder
| To Company Name/Scheme | Green Technology Metals Limited (GT1) | |
|---|---|---|
| ACN/ARSN | 648 657 649 | |
| 1. Details of substantial holder (1) | ||
| Name | AMCI Australia Pty Ltd (AMCI Australia), and its controlling entities/persons listed in section 3. | |
| ACN/ARSN (if applicable) | 622 460 066 | |
| The holder became a substantial holder on | 10/11/2021 | |
| 2. Details of voting power | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a |
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | votes (5) Person's |
Voting power (6) |
|---|---|---|---|
| Ordinary shares | 1.250.000 | .1.250.000 | 10.759% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| AMCI Australia | Taken under section 608(1)(a) of the Corporations Act to have a relevant interest as the registered and beneficial holder of shares in GT1. |
21,250,000 ordinary shares |
| AMCI Group, LLC (Series 22) | Taken under section 608(3)(b) of the Corporations Act to have a relevant interest in which AMCI Australia has a relevant interest, by virtue of controlling AMCI Australia. |
21,250,000 ordinary shares |
| 2005 Kirmar Trust (the trustee of which is Hans J. Mende) |
Taken under section 608(3)(a) of the Corporations Act to have a relevant linterest in which AMCI Australia has a relevant interest, by virtue of controlling more than 20% of the voting power in AMCI Group, LLC (Series 22). |
21,250,000 ordinary shares |
| 2010 FRK CRT Investments, Ltd. | Taken under section 608(3)(a) of the Corporations Act to have a relevant interest in which AMCI Australia has a relevant interest, by virtue of controlling more than 20% of the voting power in AMCI Group, LLC (Series 22). |
21,250,000 ordinary shares |
| Hans J. Mende | Taken under section 608(3)(b) of the Corporations Act to have a relevant linterest in which AMCI has a relevant interest, by virtue of controlling the 2005 Kirmar Trust. |
21,250,000 ordinary shares |
| Fritz R. Kundrun | Taken under section 608(3)(b) of the Corporations Act to have a relevant interest in which AMCI has a relevant interest, by virtue of controlling 2010 FRK CRT Investments. Ltd. |
21,250,000 ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number |
|---|---|---|---|
| interest | securities | registered as holder (8) | of securities |
| AMCI Australia | AMCI Australia | AMCI Australia | 21,250,000 ordinary Ishares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant | Date of acquisition | Consideration (9) | Class and number | |
|---|---|---|---|---|
| interest Non-cash Cash |
of securities | |||
| AMCI Australia | 30 June 2021 | Shares allotted as prepaid interest on eight (8) convertible notes issued by GT1 to AMCI Australia lon 30 June 2021. Details of the convertible notes are disclosed in section 6.5 of the IGT1 prospectus dated 16 September 2021. |
11,250,000 ordinary Ishares |
|
| IAMCI Australia | 3 November 2021 | Consideration of \$1,000,000 for eight (8) convertible notes issued by GT1 to AMCI Australia on 22 June 2021 and which converted into ordinary shares in GT1 on 3 November 2021 at a price of \$0.10 per ordinary share. Details of the convertible notes lare disclosed in section 6.5 of the GT1 prospectus dated 16 September 2021. |
10,000,000 ordinary Ishares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| AMCI Australia | C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 |
| AMCI Group, LLC (Series 22) | 3rd Floor, 600 Steamboat Road, Greenwich, Connecticut 06830, USA |
| 2005 Kirmar Trust | C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 |
| 2010 FRK CRT Investments, Ltd. | C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 |
| Hans J. Mende | C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 |
| Fritz R. Kundrun | C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 |
Signature
print name
PATRICK MURPAY
capacity
date
Director
sign here
10 November 2021
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members they may be referred to throughout the form as a specifically named group i is clearly set out in paragraph 7 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(7)$ Include details of:
- $(a)$ any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown."
- $(9)$ Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.