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GREEN DOT CORP — Director's Dealing 2016
Jan 15, 2016
32420_dirs_2016-01-15_02aa3aed-003a-4867-91b7-0616a00321e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2016-01-14
Reporting Person: Ricci John C (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-14 | Class A Common Stock | M | 86153 | $0.00 | Acquired | 194262 | Direct |
| 2016-01-14 | Class A Common Stock | S | 7866 | $15.49 | Disposed | 186396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-14 | Stock Option (right to buy Class A Common Stock) | $1.41 | M | 86153 | Disposed | 2016-01-19 | Class A Common Stock (86153) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4460 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2015.
F2: The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $15.30 to $15.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.