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GREEN DOT CORP — Director's Dealing 2016
Nov 22, 2016
32420_dirs_2016-11-22_6906c11e-37d3-4e77-9469-fa207706aeaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2016-11-18
Reporting Person: Sgoutas Konstantinos (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-18 | Class A Common Stock | M | 101562 | $0.00 | Acquired | 159911 | Direct |
| 2016-11-18 | Class A Common Stock | S | 101562 | $24.21 | Disposed | 58349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Stock Option (right to buy Class A Common Stock) | $12.75 | M | 32813 | Disposed | 2022-10-01 | Class A Common Stock (32813) | Direct |
| 2016-11-18 | Stock Option (right to buy Class A Common Stock) | $16.13 | M | 1562 | Disposed | 2023-04-08 | Class A Common Stock (1562) | Direct |
| 2016-11-18 | Stock Option (right to buy Class A Common Stock) | $16.34 | M | 67187 | Disposed | 2023-04-03 | Class A Common Stock (67187) | Direct |
Footnotes
F1: The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.14 to $24.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.
F2: Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: Options vest as to 1/4 of the shares on August 3, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.