AI assistant
GREEN DOT CORP — Director's Dealing 2015
Jan 6, 2015
32420_dirs_2015-01-06_70b78e70-72d6-43bb-91eb-8a9bdc9d813b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2015-01-02
Reporting Person: Archer Kuan (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Class A Common Stock | A | 50000 | $0.00 | Acquired | 147181 | Direct |
| 2015-01-02 | Class A Common Stock | M | 4688 | $0.00 | Acquired | 151869 | Direct |
| 2015-01-02 | Class A Common Stock | S | 4688 | $20.31 | Disposed | 147181 | Direct |
| 2015-01-05 | Class A Common Stock | M | 4687 | $0.00 | Acquired | 151868 | Direct |
| 2015-01-05 | Class A Common Stock | S | 4687 | $20.14 | Disposed | 147181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Stock Option (right to buy Class A Common Stock) | $10.50 | M | 4688 | Disposed | 2022-11-01 | Class A Common Stock (4688) | Direct |
| 2015-01-05 | Stock Option (right to buy Class A Common Stock) | $16.34 | M | 4687 | Disposed | 2023-04-03 | Class A Common Stock (4687) | Direct |
Footnotes
F1: Represents shares of Class A Common Stock underlying a restricted stock unit award that vests as to 1/4 of the shares on each of January 2, 2016, 2017, 2018 and 2019, subject to the reporting person's provision of services to the issuer on each vesting date.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2014.
F3: Options vest as to 1/4 of the shares on November 1, 2013 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.
F4: Options vest as to 1/4 of the shares on April 3, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.