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GREEN DOT CORP — Director's Dealing 2014
Jan 7, 2014
32420_dirs_2014-01-07_2cf7a3fa-e93e-4d29-93a9-2a56af89fc83.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-11-29
Reporting Person: Sgoutas Konstantinos (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-29 | Class A Common Stock | C | 10000 | $0.00 | Acquired | 34638 | Direct |
| 2013-11-29 | Class A Common Stock | S | 10000 | $24.28 | Disposed | 24638 | Direct |
| 2013-12-01 | Class A Common Stock | F | 280 | $24.25 | Disposed | 24358 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-29 | Stock Option (right to buy Class A Common Stock) | $12.75 | M | 10000 | Disposed | 2022-10-01 | Class A Common Stock (10000) | Direct |
Footnotes
F1: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $24.23 to $24.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F2: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $24.25 per share, which represented the closing price of the issuer's Class A Common Stock on November 29, 2013, and does not represent a sale by the reporting person.
F3: Options vest as to 1/4 of the shares on August 3, 2013 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.