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GREEN DOT CORP — Director's Dealing 2014
May 14, 2014
32420_dirs_2014-05-14_d0a2e672-2f77-4e70-8b5e-ffa548a0c6f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2014-05-12
Reporting Person: Streit Steven W (Director, Chairman, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-12 | Class A Common Stock | M | 10500 | $0.00 | Acquired | 249170 | Direct |
| 2014-05-12 | Class A Common Stock | S | 10500 | $17.63 | Disposed | 238670 | Direct |
| 2014-05-12 | Class A Common Stock | G | 38670 | $0.00 | Disposed | 200000 | Direct |
| 2014-05-12 | Class A Common Stock | G | 38670 | $0.00 | Acquired | 3321555 | Indirect |
| 2014-05-13 | Class A Common Stock | M | 10500 | $0.00 | Acquired | 210500 | Direct |
| 2014-05-13 | Class A Common Stock | S | 10500 | $18.25 | Disposed | 200000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-12 | Stock Option (right to buy Class A Common Stock) | $1.55 | M | 10500 | Disposed | 2014-06-07 | Class A Common Stock (10500) | Direct |
| 2014-05-13 | Stock Option (right to buy Class A Common Stock) | $1.55 | M | 10500 | Disposed | 2014-06-07 | Class A Common Stock (10500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 25757 | Indirect |
| Class A Common Stock | 388 | Indirect |
Footnotes
F1: Includes 38,670 shares that were distributed to the reporting person by two grantor retained annuity trusts of which the reporting person was the trustee.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2014.
F3: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $17.12 to $17.81. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F4: The reporting person is the trustee of the trust.
F5: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $18.08 to $18.722. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F6: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.