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GREEN DOT CORP — Director's Dealing 2013
Jul 3, 2013
32420_dirs_2013-07-03_ab179c23-273c-43e8-bad4-d7cefd89cfb4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-07-01
Reporting Person: Sgoutas Konstantinos (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-01 | Class A Common Stock | C | 10000 | $0.00 | Acquired | 24912 | Direct |
| 2013-07-01 | Class A Common Stock | S | 10000 | $20.00 | Disposed | 14912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-01 | Stock Option (right to buy Class B Common Stock) | $10.75 | M | 1875 | Disposed | 2018-08-12 | Class B Common Stock (1875) | Direct |
| 2013-07-01 | Stock Option (right to buy Class B Common Stock) | $1.41 | M | 8125 | Disposed | 2016-02-01 | Class B Common Stock (8125) | Direct |
| 2013-07-01 | Class B Common Stock | $0.00 | M | 10000 | Acquired | Class A Common Stock (10000) | Direct | |
| 2013-07-01 | Class B Common Stock | $0.00 | C | 10000 | Disposed | Class A Common Stock (10000) | Direct |
Footnotes
F1: Includes 2,175 shares acquired under the issuer's employee stock purchase plan on May 14, 2013.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2013.
F3: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F4: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.