AI assistant
GREEN DOT CORP — Director's Dealing 2013
Aug 30, 2013
32420_dirs_2013-08-30_aca18d84-d9a6-4d22-9ca1-412781981e40.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-08-28
Reporting Person: Goodwin Lewis (CEO, Green Dot Bank)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-28 | Stock Option (right to buy Class B Common Stock) | $25.00 | C | 21875 | Disposed | 2020-02-04 | Class B Common Stock (21875) | Direct |
| 2013-08-28 | Stock Option (right to buy Class A Common Stock) | $25.00 | C | 21875 | Acquired | 2020-02-04 | Class A Common Stock (21875) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 12290 | Direct |
Footnotes
F1: Includes 768 shares acquired under the issuer's employee stock purchase plan on May 14, 2013.
F2: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: Shares underlying the option converted from Class B Common Stock into Class A Common Stock on a one-for-one basis in accordance with terms for the automatic conversion of all outstanding shares of Class B Common Stock into shares of Class A Common Stock under Article V of the issuer's Certificate of Incorporation.
F4: Options vest as to 1/4 of the shares on February 4, 2011 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.