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GREEN DOT CORP — Director's Dealing 2013
Aug 7, 2013
32420_dirs_2013-08-07_69188445-9f8b-4809-822a-16fd3e04888e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-08-05
Reporting Person: Keatley John L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-05 | Class A Common Stock | C | 9623 | $0.00 | Acquired | 73016 | Direct |
| 2013-08-05 | Class A Common Stock | S | 9623 | $23.64 | Disposed | 63393 | Direct |
| 2013-08-06 | Class A Common Stock | C | 9623 | $0.00 | Acquired | 73016 | Direct |
| 2013-08-06 | Class A Common Stock | S | 9623 | $23.69 | Disposed | 63393 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-05 | Stock Option (right to buy Class B Common Stock) | $4.64 | M | 9623 | Disposed | 2018-02-15 | Class B Common Stock (9623) | Direct |
| 2013-08-05 | Class B Common Stock | $ | M | 9623 | Acquired | Class A Common Stock (9623) | Direct | |
| 2013-08-05 | Class B Common Stock | $ | C | 9623 | Disposed | Class A Common Stock (9623) | Direct | |
| 2013-08-06 | Stock Option (right to buy Class B Common Stock) | $4.64 | M | 9623 | Disposed | 2018-02-15 | Class B Common Stock (9623) | Direct |
| 2013-08-06 | Class B Common Stock | $ | M | 9623 | Acquired | Class A Common Stock (9623) | Direct | |
| 2013-08-06 | Class B Common Stock | $ | C | 9623 | Disposed | Class A Common Stock (9623) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6600 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
F2: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $23.38 to $23.81. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F3: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $23.47 to $23.94. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
F4: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F5: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.