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GREEN DOT CORP — Director's Dealing 2013
Aug 30, 2013
32420_dirs_2013-08-30_7eeb707f-0de0-4b3b-9797-659f3e321c6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-08-28
Reporting Person: Streit Steven W (Director, Chairman, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-25 | Class A Common Stock | G | 5000 | $0.00 | Disposed | 644591 | Indirect |
| 2013-08-28 | Class A Common Stock | C | 2638294 | $0.00 | Acquired | 3282885 | Indirect |
| 2013-08-28 | Class A Common Stock | C | 28020 | $0.00 | Acquired | 42777 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-28 | Stock Option (right to buy Class B Common Stock) | $1.55 | C | 536602 | Disposed | 2014-06-07 | Class B Common Stock (536602) | Direct |
| 2013-08-28 | Stock Option (right to buy Class A Common Stock) | $1.55 | C | 536602 | Acquired | 2014-06-07 | Class A Common Stock (536602) | Direct |
| 2013-08-28 | Stock Option (right to buy Class B Common Stock) | $4.64 | C | 200000 | Disposed | 2018-02-15 | Class B Common Stock (200000) | Direct |
| 2013-08-28 | Stock Option (right to buy Class A Common Stock) | $4.64 | C | 200000 | Acquired | 2018-02-15 | Class A Common Stock (200000) | Direct |
| 2013-08-28 | Stock Option (right to buy Class B Common Stock) | $20.01 | C | 400000 | Disposed | 2019-11-12 | Class B Common Stock (400000) | Direct |
| 2013-08-28 | Stock Option (right to buy Class A Common Stock) | $20.01 | C | 400000 | Acquired | 2019-11-12 | Class A Common Stock (400000) | Direct |
| 2013-08-28 | Class B Common Stock | $0.00 | C | 2638294 | Disposed | Class A Common Stock (2638294) | Indirect | |
| 2013-08-28 | Class B Common Stock | $0.00 | C | 28020 | Disposed | Class A Common Stock (28020) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 36828 | Indirect |
| Class A Common Stock | 1842 | Indirect |
| Class A Common Stock | 388 | Indirect |
Footnotes
F1: The reporting person is the trustee of the trust.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F4: Shares underlying the option converted from Class B Common Stock into Class A Common Stock on a one-for-one basis in accordance with terms for the automatic conversion of all outstanding shares of Class B Common Stock into shares of Class A Common Stock under Article V of the issuer's Certificate of Incorporation.
F5: Options vest as to 1/4 of the shares on November 12, 2010 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.
F6: The Class B Common Stock converted into shares of Class A Common Stock on a one-for-one basis in accordance with terms for the automatic conversion of all outstanding shares of Class B Common Stock into shares of Class A Common Stock under Article V of the issuer's Certificate of Incorporation.