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GREEN DOT CORP — Director's Dealing 2013
Aug 9, 2013
32420_dirs_2013-08-09_b4bb358e-288d-452c-80f4-9e00e6e81898.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2013-08-07
Reporting Person: Ricci John C (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-07 | Class A Common Stock | C | 16573 | $0.00 | Acquired | 97872 | Direct |
| 2013-08-07 | Class A Common Stock | S | 16573 | $25.00 | Disposed | 81299 | Direct |
| 2013-08-08 | Class A Common Stock | C | 33427 | $0.00 | Acquired | 114726 | Direct |
| 2013-08-08 | Class A Common Stock | S | 33427 | $25.00 | Disposed | 81299 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-07 | Stock Option (right to buy Class B Common Stock) | $10.75 | M | 16573 | Disposed | 2018-12-11 | Class B Common Stock (16573) | Direct |
| 2013-08-07 | Class B Common Stock | $0.00 | M | 16573 | Acquired | Class A Common Stock (16573) | Direct | |
| 2013-08-07 | Class B Common Stock | $0.00 | C | 16573 | Disposed | Class A Common Stock (16573) | Direct | |
| 2013-08-08 | Stock Option (right to buy Class B Common Stock) | $10.75 | M | 33427 | Disposed | 2018-12-11 | Class A Common Stock (33427) | Direct |
| 2013-08-08 | Class B Common Stock | $0.00 | M | 33427 | Acquired | Class A Common Stock (33427) | Direct | |
| 2013-08-08 | Class B Common Stock | $0.00 | C | 33427 | Disposed | Class A Common Stock (33427) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (4460) | 4460 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
F2: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.