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GREEN DOT CORP — Director's Dealing 2012
Mar 6, 2012
32420_dirs_2012-03-06_8bacdd7f-733d-4d3a-a5e4-9787d3d03a0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2012-03-02
Reporting Person: Sgoutas Konstantinos (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-05 | Class A Common Stock | C | 2000 | $0.00 | Acquired | 13907 | Direct |
| 2012-03-05 | Class A Common Stock | S | 2000 | $32.143 | Disposed | 11907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-02 | Stock Option (right to buy Class A Common Stock) | $32.36 | A | 45000 | Acquired | 2022-03-02 | Class A Common Stock (45000) | Direct |
| 2012-03-05 | Stock Option (right to buy Class B Common Stock) | $20.01 | M | 2000 | Disposed | 2019-11-12 | Class B Common Stock (2000) | Direct |
| 2012-03-05 | Class B Common Stock | $0.00 | M | 2000 | Acquired | Class A Common Stock (2000) | Direct | |
| 2012-03-05 | Class B Common Stock | $0.00 | C | 2000 | Disposed | Class A Common Stock (2000) | Direct |
Footnotes
F1: Includes shares of Class A Common Stock underlying a restricted stock unit award that vests as to 25% of the shares at each anniversary of the vesting commencement date, subject to the reporting person's provision of services to the issuer on each vesting date.
F2: The sales reported on this Form 4 were effected pursuant to s Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2011.
F3: Options vest as to 1/4 of the shares on March 2, 2013 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.
F4: Options vest as to 1/4 of the shares on November 12, 2010 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.
F5: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.