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GREEN DOT CORP — Director's Dealing 2011
Apr 19, 2011
32420_dirs_2011-04-19_d5df07cd-5f0d-40e1-a09c-4f5fb3b665d8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2011-04-01
Reporting Person: Ricci John C (General Counsel and Secretary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-01 | Stock Option (right to buy Class B Common Stock) | $45.31 | A | 9000 | Acquired | 2021-04-01 | Class B Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 0 | Direct |
| Class A Common Stock | 0 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (14100) | 14100 | Direct | |
| Class B Common Stock | $0.00 | Class A Common Stock (4460) | 4460 | Indirect |
Footnotes
F1: Options vest as to 1/4 of the shares on April 1, 2012 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.
F2: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: 9,700 shares of Class B common stock were exercised by the reporting person on December 29, 2010, which transaction was inadvertently not reported and therefore the exercised shares were not included in the aggregate number of Class B shares held on this Form 4 when originally filed.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.