AI assistant
GREEN DOT CORP — Director's Dealing 2011
Mar 2, 2011
32420_dirs_2011-03-02_84597238-3c6d-4389-bf31-54c00c38170d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2011-02-28
Reporting Person: MORITZ MICHAEL J (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-28 | Class A Common Stock | J | 18313 | — | Acquired | 18313 | Direct |
| 2011-02-28 | Class A Common Stock | C | 1850387 | — | Acquired | 1850387 | Indirect |
| 2011-02-28 | Class A Common Stock | C | 163292 | — | Acquired | 163292 | Indirect |
| 2011-02-28 | Class A Common Stock | J | 1850387 | — | Disposed | 0 | Indirect |
| 2011-02-28 | Class A Common Stock | J | 163292 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | Class B Common Stock | $ | C | 1850387 | Disposed | Class A Common Stock (1850387) | Indirect | |
| 2011-02-28 | Class B Common Stock | $ | C | 163292 | Disposed | Class A Common Stock (163292) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (7778099) | 7778099 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1060650) | 1060650 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1195073) | 1195073 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (51872) | 51872 | Indirect |
Footnotes
F1: Michael J. Moritz is a managing member of each of SC IX.I Management, LLC ("SC IX.I Management") and SCFF Management, LLC ("SCFF Management") and is a managing director of SCGF GenPar, Ltd. ("SCGF GenPar"). SC IX.I Management is the sole general partner of Sequoia Capital IX, L.P. and Sequoia Capital Entrepreneurs Annex Fund, L.P. SCFF Management is the sole general partner of Sequoia Capital Franchise Fund L.P. and Sequoia Capital Franchise Partners L.P. SCGF GenPar is the sole general partner of SCGF IV Management, L.P. (Continued in foot note 2)
F2: ("SGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. By virtue of these relationships, Mr. Moritz may be deemed to share voting and dispositive power with respect to the shares of common stock held by Sequoia Capital IX, L.P., Sequoia Capital Entrepreneurs Annex Fund, L.P, Sequoia Capital Franchise Fund L.P., Sequoia Capital Franchise Partners L.P., Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Mr. Moritz disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.
F4: Distribution to partners and includes subsequent distributions by general partners to their respective partners or members.
F5: Represents shares distributed to Mr. Moritz from SC IX.I Management.