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GREEN DOT CORP — Director's Dealing 2010
Jul 29, 2010
32420_dirs_2010-07-29_51cc1ccd-19ae-4458-9551-ead7dfa40580.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GREEN DOT CORP (GDOT)
CIK: 0001386278
Period of Report: 2010-07-27
Reporting Person: MORITZ MICHAEL J (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-27 | Series C Convertible Preferred Stock | $0.00 | C | 6243285 | Disposed | Class B Common Stock (6243285) | Indirect | |
| 2010-07-27 | Series C-1 Convertible Preferred Stock | $0.00 | C | 749194 | Disposed | Class B Common Stock (749194) | Indirect | |
| 2010-07-27 | Series C-2 Convertible Preferred Stock | $0.00 | C | 775774 | Disposed | Class B Common Stock (775774) | Indirect | |
| 2010-07-27 | Series C-1 Convertible Preferred Stock | $0.00 | C | 1558481 | Disposed | Class B Common Stock (1558481) | Indirect | |
| 2010-07-27 | Series C-2 Convertible Preferred Stock | $0.00 | C | 288247 | Disposed | Class B Common Stock (288247) | Indirect | |
| 2010-07-27 | Series A Convertible Preferred Stock | $0.00 | C | 266579 | Disposed | Class B Common Stock (266579) | Indirect | |
| 2010-07-27 | Series B Convertible Preferred Stock | $0.00 | C | 45912 | Disposed | Class B Common Stock (45912) | Indirect | |
| 2010-07-27 | Series C Convertible Preferred Stock | $0.00 | C | 38394 | Disposed | Class B Common Stock (38394) | Indirect | |
| 2010-07-27 | Series C-1 Convertible Preferred Stock | $0.00 | C | 4426 | Disposed | Class B Common Stock (4426) | Indirect | |
| 2010-07-27 | Series A Convertible Preferred Stock | $0.00 | C | 11571 | Disposed | Class B Common Stock (11571) | Indirect | |
| 2010-07-27 | Series B Convertible Preferred Stock | $0.00 | C | 1993 | Disposed | Class B Common Stock (1993) | Indirect | |
| 2010-07-27 | Series C Convertible Preferred Stock | $0.00 | C | 1666 | Disposed | Class B Common Stock (1666) | Indirect | |
| 2010-07-27 | Series C-1 Convertible Preferred Stock | $0.00 | C | 192 | Disposed | Class B Common Stock (192) | Indirect | |
| 2010-07-27 | Series C Convertible Preferred Stock | $0.00 | C | 851357 | Disposed | Class B Common Stock (851357) | Indirect | |
| 2010-07-27 | Series C-1 Convertible Preferred Stock | $0.00 | C | 102163 | Disposed | Class B Common Stock (102163) | Indirect | |
| 2010-07-27 | Series C-2 Convertible Preferred Stock | $0.00 | C | 105787 | Disposed | Class B Common Stock (105787) | Indirect | |
| 2010-07-27 | Series C-1 Convertible Preferred Stock | $0.00 | C | 151130 | Disposed | Class B Common Stock (151130) | Indirect | |
| 2010-07-27 | Series C-2 Convertible Preferred Stock | $0.00 | C | 12010 | Disposed | Class B Common Stock (12010) | Indirect | |
| 2010-07-27 | Class B Common Stock | $0.00 | C | 7768253 | Acquired | Class A Common Stock (7768253) | Indirect | |
| 2010-07-27 | Class B Common Stock | $0.00 | C | 1846728 | Acquired | Class A Common Stock (1846728) | Indirect | |
| 2010-07-27 | Class B Common Stock | $0.00 | C | 355311 | Acquired | Class A Common Stock (355311) | Indirect | |
| 2010-07-27 | Class B Common Stock | $0.00 | C | 15422 | Acquired | Class A Common Stock (15422) | Indirect | |
| 2010-07-27 | Class B Common Stock | $0.00 | C | 1059307 | Acquired | Class A Common Stock (1059307) | Indirect | |
| 2010-07-27 | Class B Common Stock | $0.00 | C | 163140 | Acquired | Class A Common Stock (163140) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 0 | Indirect |
| Class A Common Stock | 0 | Indirect |
| Class A Common Stock | 0 | Indirect |
| Class A Common Stock | 0 | Indirect |
| Class A Common Stock | 0 | Indirect |
| Class A Common Stock | 0 | Indirect |
Footnotes
F1: SCFF Management, LLC ("SCFF Management") is the sole general partner of Sequoia Capital Franchise Fund and Sequoia Capital Franchise Partners. The reporting person is a managing member of SCFF Management and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.
F2: SC IX.I Management, LLC ("SC IX.I Management") is the sole general partner of Sequoia Capital IX and Sequoia Capital Entreprenuers Annex Fund. The reporting person is a managing member of SC IX.I Management and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.
F3: SCGF IV Management, L.P. ("SCGF IV Management") is the mid-tier general partner and SCGF GenPar, Ltd. ("SCGF GenPar") is the top-tier general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. The reporting person is a Class A Limited Partner of SCGF IV Management and a managing director of SCGF GenPar and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.
F4: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date.
F5: The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.