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Great Lakes Dredge & Dock CORP — Director's Dealing 2021
Jan 4, 2021
32394_dirs_2021-01-04_fcf24386-925e-41db-b798-6a87cfe1f792.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Great Lakes Dredge & Dock CORP (GLDD)
CIK: 0001372020
Period of Report: 2020-12-31
Reporting Person: Levenson Ryan (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Deferred Stock Units | $ | A | 3094 | Acquired | Common Stock (3094) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
| Common Stock | 82 | Indirect |
Footnotes
F1: Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: Deferred Stock Units ("DSUs") granted December 31, 2020 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.