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Great Lakes Dredge & Dock CORP Director's Dealing 2021

Feb 11, 2021

32394_dirs_2021-02-11_1420296e-3bda-4e2e-b1cb-452d14c075ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Lakes Dredge & Dock CORP (GLDD)
CIK: 0001372020
Period of Report: 2021-02-08

Reporting Person: Simonelli David E (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-08 Common Stock M 23024 $6.45 Acquired 331767 Direct
2021-02-08 Common Stock S 23024 $15.0006 Disposed 308743 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-08 Employee Stock Option $6.45 M 23024 Disposed 2022-06-06 Common Stock (23024) Direct

Footnotes

F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020

F2: Represents the weighted average price. The shares were sold in multiple transactions ranging from $15.00 to $15.05, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.

F3: Represents an exercise of vested employee stock options granted on June 6, 2012 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.

F4: The options vested in three equal installments beginning June 6, 2013.