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Great Elm Group, Inc. — Director's Dealing 2022
Jan 5, 2022
34312_dirs_2022-01-05_662513ea-4356-4f12-9a30-fe92488bb242.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Great Elm Group, Inc. (GEG)
CIK: 0001831096
Period of Report: 2022-01-03
Reporting Person: Hugar James H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Common Stock | A | 31553 | — | Acquired | 105920 | Direct |
| 2022-01-03 | Common Stock | A | 46117 | — | Acquired | 152037 | Direct |
Footnotes
F1: The Reporting Person was awarded 31,553 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
F2: The Reporting Person was awarded 46,117 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.