Great Elm Group, Inc. — Director's Dealing 2021

Feb 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Group, Inc. (GEG)
CIK: 0001831096
Period of Report: 2021-02-05

Reporting Person: Pearson Brent J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-05	Common Stock	A	2089	—	Acquired	11089	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-05	Stock Option (Right to Buy)	$3.6	A	3156	Acquired	2021-02-05	Common Stock (3156)	Direct

Footnotes

F1: Brent Pearson was awarded 8,333 restricted stock units, 2,089 of which vest on the grant date, February 5, 2021, and the remainder of which vest in equal annual installments until February 5, 2024.

F2: Mr. Pearson was awarded 12,626 stock options, 3,156 of which vest on the grant date, February 5, 2021, and the remainder of which vest in equal annual installments until February 5, 2024.