Great Elm Group, Inc. — Director's Dealing 2021

Mar 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Group, Inc. (GEG)
CIK: 0001831096
Period of Report: 2021-03-19

Reporting Person: Serota Jeffrey (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-19	Common Stock	A	7706	—	Acquired	78575	Direct
2021-03-19	Common Stock	A	19751	—	Acquired	98326	Direct

Footnotes

F1: The Reporting Person was awarded 7,706 restricted stock units that fully vested on March 19, 2021.

F2: The Reporting Person was awarded 19,751 restricted stock units, one-tenth of which vested on March 19, 2021, and the remainder of which vest in equal monthly installments on the first of each month beginning April 1, 2021 through December 1, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").