Great Elm Group, Inc. — Director's Dealing 2021

Jul 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Group, Inc. (GEG)
CIK: 0001831096
Period of Report: 2021-06-30

Reporting Person: Harbin Thomas S (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-30	Common Stock	A	8333	—	Acquired	157613	Direct
2021-07-01	Common Stock	A	15823	—	Acquired	173436	Direct

Footnotes

F1: The Reporting Person was awarded 8,333 restricted stock units ("RSUs") that fully vested on the grant date, June 30, 2021.

F2: The Reporting Person was awarded 15,823 RSUs, 50% of which vest on September 30, 2021, and the remainder of which vest on December 31, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc.