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Great Elm Capital Corp. — Director's Dealing 2024
Sep 27, 2024
33959_dirs_2024-09-27_8e32b9db-c982-4a93-ae7a-0eaa9f187078.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Great Elm Capital Corp. (GECC)
CIK: 0001675033
Period of Report: 2024-09-20
Reporting Person: Kleinman Adam M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-20 | Common Stock | J | 6194 | — | Acquired | 38251 | Direct |
| 2024-09-24 | Common Stock | J | 2093 | — | Acquired | 40344 | Direct |
Footnotes
F1: Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received an award of 6,194 shares of common stock of GECC as equity compensation for his position at GECC, 1,548 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECM.
F2: This amendment is being filed to correct the number of shares beneficially owned after the reported transactions.
F3: Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kleinman in previous years that vested on the anniversary of those grant dates.