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Great Elm Capital Corp. Director's Dealing 2021

Jan 26, 2021

33959_dirs_2021-01-26_dfa34031-e523-4489-82ff-a9d9da035cb2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Capital Corp. (GECC)
CIK: 0001675033
Period of Report: 2021-01-21

Reporting Person: Kuperschmid Mark (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-21 Common Stock A 603 $0.00 Acquired 35917 Indirect

Footnotes

F1: Shares acquired as a result of a stock dividend.

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.