Great Elm Capital Corp. — Director's Dealing 2021

Feb 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Capital Corp. (GECC)
CIK: 0001675033
Period of Report: 2021-02-05

Reporting Person: Davis Keri (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-05	Common Stock	A	11254	—	Acquired	13552.0675	Direct

Footnotes

F1: Keri Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of GECC. Ms. Davis received 11,254 shares of common stock of GECC as equity compensation for her position at GECM that fully vested on the grant date, February 5, 2021.