Great Elm Capital Corp. — Director's Dealing 2020

Oct 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Capital Corp. (GECC)
CIK: 0001675033
Period of Report: 2020-10-21

Reporting Person: Great Elm Capital Group, Inc. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-21	Common Stock	J	59089	$0.00	Acquired	5167858	Direct
2020-10-21	Common Stock	J	6858	$0.00	Acquired	407409	Indirect

Footnotes

F1: Shares acquired as a result of a stock dividend.