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Great Elm Capital Corp. Director's Dealing 2018

Dec 4, 2018

33959_dirs_2018-12-04_509edf31-d41b-44cb-ba9c-8f220c7ffe84.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Elm Capital Corp. (GECC)
CIK: 0001675033
Period of Report: 2018-11-30

Reporting Person: Horsey Randall Revell (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-30 Common Stock P 2000 $8.38 Acquired 10000 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.39, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.