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GRATIFII LIMITED — Director's Dealing 2017
Oct 11, 2017
65023_rns_2017-10-11_d23d1e70-b2db-4a18-b32a-ddaee20d7ee2.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Mobecom Limited ABN 47 125 688 940
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Neil Lindsey Herbert |
|---|---|
| Date of last notice | 24 May 2017 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Huntress (CI) Nominees Limited KGCLT and BNP Paribas NOMS Pty Ltd shares are held on behalf of the Herbert Ortega Family Trust of which Mr Neil Herbert is a beneficiary Cambrian Limited |
| Date of change | 11 October 2017 |
| No. of securities held prior to change | Indirect 336,736 Fully Paid Ordinary Shares 650 convertible notes. 32,500 options. |
| Class | Ordinary Shares |
| Number acquired | 1. 325,000 on conversion of 650 convertible notes. 2. 793,585 - see ‘Nature of change’ below. |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
1. Convertible notes: $0.20 per ordinary share/AU$100 per convertible note, therefore AU$65,000 for 650 convertible notes. 2. $0.20 per ordinary share/Nil cash consideration - see‘Nature ofchange’below. |
- See chapter 19 for defined terms.
01/01/2011Appendix 3Y Page 1
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Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Indirect 1,455,321 Fully Paid Ordinary Shares 32,500 options. |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
1. Issue of Ordinary Shares on conversion of Convertible Notes on the terms and conditions as approved by shareholders at the General Meeting held on 1 May 2017. 2. As approved by shareholders at the General Meeting held on 1 May 2017, settlement of unpaid and accrued director’s fees to 30 April 2017 $58,717 and $100,000 in shares for Neil Herbert's services as Interim Managing Director and CEO in accordance with his contract with the Company. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Detail of contract Not Applicable
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
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- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
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Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 – +Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was thisprovided? |
- See chapter 19 for defined terms.
01/01/2011Appendix 3Y Page 3
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