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Graphex Group Limited Share Issue/Capital Change 2014

Jun 12, 2014

50979_rns_2014-06-11_f66e1720-7dea-4afb-af14-674488abb923.pdf

Share Issue/Capital Change

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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Earthasia International Staple your Holdings Limited (the “ Company ”) dated 12 June 2014 (the “ Prospectus ”). 本申請表格使用泛亞環境 payment here 國際控股有限公司(「 本公司 」)於二零一四年六月十二日刊發的招股章程(「 招股章程 」)所界定的詞語。 請將股款 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of 緊釘在此 an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirement under the U.S. Securities Act. 本申請表格及招 股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。除非根據美國證券法獲豁免 登記規定或並非受該等登記規定規限的交易,否則公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發 送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the Registrar of Companies” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the

Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處 處長文件」一節所述其他文件已送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限 公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司 註冊處處長對此等文件的內容概不負責。 EARTHASIA INTERNATIONAL HOLDINGS LIMITED 泛亞環境國際控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 6128 股份代號: 6128 Maximum Offer Price : HK$1.20 per Offer Share, plus brokerage fee of 1%, SFC transaction levy of 0.003%, and Stock Exchange trading fee of 0.005% (payable in full on application and subject to refund on final pricing) 最高發售價: 每股發售股份1.20港元,另加1%經紀佣金、 0.003%證監會交易徵費及0.005%聯交所交易費 (須於申請時繳足,多繳款項於最終定價後退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. ~~招股章程尚有關於申請程序的其他資料~~ ~~本申請表格應與招股章~~ 一 。 ~~程 併閱讀~~

Application Form 申請表格

致:泛亞環境國際控股有限公司 廣發融資(香港)有限公司 廣發證券(香港)經紀有限公司 公開發售包銷商

To: Earthasia International Holdings Limited GF Capital (Hong Kong) Limited GF Securities (Hong Kong) Brokerage Limited The Public Offer Underwriters

Applicants’ declaration I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

申請人聲明

本人 ~~~~ 吾等同意本申請表格及招股章程的條款及條件 以及申請程序。請參閱本申請表格「填交本申請表格 的效用」一節。

警告:任何人士只限作出一次為其利益而進行的認 。 購申請 請參閱「填交本申請表格的效用」一節最後 四點。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章

Date: 日期: / / D日 M月 Y年 Number of Public Offer Shares applied for (not more than 5,000,000 shares) 申請公開發售股份數目(不超過5,000,000股股份)

Cheque/banker’s cashier order number 支票╱銀行本票號碼

Total amount 總額

HK$

港元

Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支 票╱銀行本票的銀行名稱(見「申請手續」一節)

Name in English 英文姓名╱名稱

  • 姓氏或公司名稱 Forename(s) 名字名字

  • 中文姓名╱名稱 姓氏或公司名稱 Forename(s) 名字名字

  • glish 職業(以英文填寫)lish 職業(以英文填寫)職業(以英文填寫) 除不適用者) delete as appropriate) 號碼╱護照號碼╱香港商業登記號碼*(請刪除不適用者) 1) 2) 3)

  • y) Telephone No. 電話號碼

==> picture [560 x 299] intentionally omitted <==

----- Start of picture text -----

Family name or company name 姓氏或公司名稱 Forename(s) 名字名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱 Forename(s) 名字名字
Occupation in English 職業(以英文填寫)lish 職業(以英文填寫)職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong
Business Registration No. (Please delete as appropriate)
香港身份證號碼╱護照號碼╱香港商業登記號碼
(請刪
除不適用者)
Hong Kong Identity Card No./Passport No./Hong Kong
Names of all other joint applicants in English (if any)
Business Registration No. of all other joint applicants (Please
所有其他聯名申請人的英文姓名╱名稱(如有)
delete as appropriate) 所有其他聯名申請人的香港身份證
號碼╱護照號碼╱香港商業登記號碼
(請刪除不適用者)
1)
1)
2)
2)
3) 3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-
named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
樣版
----- End of picture text -----

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節, 是項認購申請將視作為 閣下本身利益提出。請填寫每 名(聯名)實益擁有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱ 名稱 及香港 地址

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  • (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身 份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商業登記號碼。每名聯 名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第 三方以核實申請表格的有效性。

  • (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(若有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身 份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱ 護照號碼。

     - (3) If an application is made by an unlisted company and: the principal business of that company is dealing in securities; and you exercise statutory control over that company,
    
     - then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: 該公司主要從事證券買賣業務;及 閣下對該公司可行使法定控制權,
    
     - 是項申請將視作為 閣下的利益提出。
    
  • (3) If an application is made by an unlisted company and:

    • the principal business of that company is dealing in securities; and

    • • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in your name

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of
Public Offer Shares
applied for
Amount payable on
application
HK$
No. of
Public Offer Shares
applied for
Amount payable on
application
HK$
No. of
Public Offer Shares
applied for
Amount payable on
application
HK$
2,000
2,424.19
4,000
4,848.38
6,000
7,272.58
8,000
9,696.77
10,000
12,120.96
20,000
24,241.92
30,000
36,362.88
40,000
48,483.84
50,000
60,604.80
60,000
72,725.76

70,000
84,846.72
80,000
96,967.68
90,000
109,088.64
100,000
121,209.60
200,000
242,419.20
300,000
363,628.80
400,000
484,838.40
500,000
606,048.00
600,000
727,257.60
700,000
848,467.20

800,000
969,676.80
900,000
1,090,886.40
1,000,000
1,212,096.00
1,500,000
1,818,144.00
2,000,000
2,424,192.00
2,500,000
3,030,240.00
3,000,000
3,636,288.00
3,500,000
4,242,336.00
4,000,000
4,848,384.00
4,500,000
5,454,432.00
5,000,000*
6,060,480.00
mple
*
Maximum number of Public Offer Shares you may apply for.
2.
Complete the form in English and sign it. Only written signatures will be accepted (and not by way of
personal chop).
3.
Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares
must be accompanied by either one separate cheque or one separate banker’s cashier order. Your
application will be rejected if your cheque or banker’s cashier order does not meet all the following
requirements:

Th h mt

Bnkr’ hir rdr mt

e ceque us:

aes case oe us:
S

be in Hong Kong dollars;

not be post-dated;

be made payable to “The Bank of East Asia (Nominees) Limited – Earthasia International Public Offer”;

be crossed “Account Payee Only”;

be drawn on your Hong Kong dollar bank account
in Hong Kong; and

show your account name, which must either be
pre-printed on the cheque, or be endorsed on the
back by a person authorised by the bank. This
account name must correspond with your name.
If it is a joint application, the account name must
be the same as the first-named applicant’s name.







be issued by a licensed bank in Hong Kong, and
have your name certified on the back by a person
authorised by the bank. The name on the banker’s
cashier order must correspond with your name.
If it is a joint application, the name on the back
of the banker’s cashier order must be the same as
the first-named applicant’s name.
  1. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop).

  2. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “The Bank of East Asia (Nominees) Limited – Earthasia International Public Offer”; • be crossed “Account Payee Only”;

  • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name.

  • be drawn on your Hong Kong dollar bank account in Hong Kong; and

  • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name.

Please use this form if you want the Public Offer Shares to be issued in your name

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:

The Bank of East Asia, Limited

District Branch Name Address Hong Kong Island Causeway Bay Branch 46 Yee Wo Street, Causeway Bay Chai Wan Branch 345 Chai Wan Road, Chai Wan Kennedy Town Branch Shop D, G/F, 108 Belcher's Street, Kennedy Town

Kowloon Mongkok Branch 638 - 640 Nathan Road, Mongkok Kwun Tong Branch 7 Hong Ning Road, Kwun Tong Wong Tai Sin Branch Shop UG15, Upper Ground Floor, Wong Tai Sin Plaza, Wong Tai Sin New Territories Shatin Plaza Branch Shop 3 - 4, Level 1, Shatin Plaza, Shatin Tai Po Branch 62-66 Po Heung Street, Tai Po Market, Tai Po Metro City Plaza Branch Shop 243, Level 2, Metro City Plaza I, 1 Wan Hang Road, Tseung Kwan O Ha Kwai Chung Branch 202 Hing Fong Road, Kwai Chung 5. Your Application Form can be lodged at these times: Thursday, 12 June 2014 — 9:00 a.m. to 5:00 p.m. Friday, 13 June 2014 — 9:00 a.m. to 5:00 p.m. Saturday, 14 June 2014 — 9:00 a.m. to 1:00 p.m. Monday, 16 June 2014 — 9:00 a.m. to 5:00 p.m. Tuesday, 17 June 2014 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, 17 June 2014. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Public Offer Shares” section of the Prospectus.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股公開發售股份,並為下表 所列的其中一個數目,否則恕不受理。

可申請認購的公開發售股份數目及應繳股款

可申請認購的公開發售股份數目及應繳股款 可申請認購的公開發售股份數目及應繳股款 可申請認購的公開發售股份數目及應繳股款 可申請認購的公開發售股份數目及應繳股款
所申請認購的
公開發售
股份數目
申請時
應繳股款
港元
所申請認購的
公開發售
股份數目
申請時
應繳股款
港元
所申請認購的
公開發售
股份數目
申請時
應繳股款
港元
2,000
2,424.19
4,000
4,848.38
6,000
7,272.58
8,000
9,696.77
10,000
12,120.96
20,000
24,241.92
30,000
36,362.88
40,000
48,483.84
50,000
60,604.80
60,000
72,725.76

70,000
84,846.72
80,000
96,967.68
90,000
109,088.64
100,000
121,209.60
200,000
242,419.20
300,000
363,628.80
400,000
484,838.40
500,000
606,048.00
600,000
727,257.60
700,000
848,467.20

800,000
969,676.80
900,000
1,090,886.40
1,000,000
1,212,096.00
1,500,000
1,818,144.00
2,000,000
2,424,192.00
2,500,000
3,030,240.00
3,000,000
3,636,288.00
3,500,000
4,242,336.00
4,000,000
4,848,384.00
4,500,000
5,454,432.00
5,000,000*
6,060,480.00
ple
*
閣下可申請認購的公開發售股份最高數目。
2.
以英文填妥及簽署本表格。只接納親筆簽名(不得以個人印章代替)。
3.
閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開
出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須:

銀行本票必須:
Sa

為港元;

不得為期票;

註明抬頭人為「東亞銀行受託代管有限公司-泛亞環境國際公開發售」;

劃線註明「只准入抬頭人賬戶」;


從 閣下在香港的港元銀行賬戶中開出;及

顯示 閣下的賬戶名稱,而該賬戶名稱必須已
預印在支票上,或由有關銀行授權的人士在支
票背書。賬戶名稱必須與 閣下姓名╱名稱相
同。如屬聯名申請,賬戶名稱必須與排名首位
申請人的姓名╱名稱相同。


由香港持牌銀行開出,並由有關銀行授權的人
士在銀行本票背面簽署核證 閣下姓名╱名
稱。銀行本票所示姓名╱名稱須與 閣下姓
名╱名稱相同。如屬聯名申請,銀行本票背面
所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。
  1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開 出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「東亞銀行受託代管有限公司-泛亞環境國際公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 由香港持牌銀行開出,並由有關銀行授權的人 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 士在銀行本票背面簽署核證 閣下姓名╱名

  • 從 閣下在香港的港元銀行賬戶中開出;及 • 由香港持牌銀行開出,並由有關銀行授權的人

  • • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 士在銀行本票背面簽署核證 閣下姓名╱名 預印在支票上,或由有關銀行授權的人士在支 稱。銀行本票所示姓名╱名稱須與 閣下姓 票背書。賬戶名稱必須與 閣下姓名╱名稱相 名╱名稱相同。如屬聯名申請,銀行本票背面 同。如屬聯名申請,賬戶名稱必須與排名首位 所示姓名╱名稱必須與排名首位申請人的姓 申請人的姓名╱名稱相同。 名╱名稱相同。

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同所附的支票或銀行本票)投入下列任何一 家分行特設的收集箱:

東亞銀行有限公司

地區 分行名稱 地址 香港島 銅鑼灣分行 銅鑼灣怡和街46號 柴灣分行 柴灣柴灣道345號 堅尼地城分行 堅尼地城卑路乍街108號地下D舖 九龍 旺角分行 旺角彌敦道638-640號 觀塘分行 觀塘康寧道7號 黃大仙分行 黃大仙黃大仙中心地下高層UG15號 新界 沙田廣場分行 沙田沙田廣場地下3-4號 大埔分行 大埔大埔墟寶鄉街62-66號 新都城中心分行 將軍澳運亨路1號新都城中心 1期2樓243號 下葵涌分行 葵涌興芳路202號 5. 閣下可於下列時間遞交申請表格: 二零一四年六月十二日(星期四) — 上午九時正至下午五時正 二零一四年六月十三日(星期五) — 上午九時正至下午五時正 二零一四年六月十四日(星期六) — 上午九時正至下午一時正 二零一四年六月十六日(星期一) — 上午九時正至下午五時正 二零一四年六月十七日(星期二) — 上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一四年六月十七日(星期二)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見 招股章程「如何申請公開發售股份」一節「10. 惡劣天氣對開始辦理申請登記的影響」)。

Please use this form if you want the Public Offer Shares to be issued in your name

EARTHASIA INTERNATIONAL HOLDINGS LIMITED

GLOBAL OFFERING

will not rely on any other information or representations except those in any supplement to the Prospectus;

Conditions of your application

A. Who can apply

  • confirm that you are aware of the restrictions on the Global Offering in the Prospectus;

  • You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  • agree that none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Global Offering is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

  • If you are a firm, the application must be in the individual members’ names.

  • The number of joint applicants may not exceed 4.

  • If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.

  • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the International Placing nor participated in the International Placing;

  • • agree to disclose to the Company, its Hong Kong Share Registrar, receiving bank, the Sole Global Coordinator, the Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;

  • • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Global Coordinator and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;

  • You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.

Placing; benefit you have made the application; this Application Form; CCASS ”) Hong Kong;

  1. Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are:

  2. an existing beneficial owner of shares in the Company and/ or any of its subsidiaries;

  3. a Director or chief executive officer of the Company and/ or any of its subsidiaries;

  4. a connected person of the Company or will become a connected person of the Company immediately upon completion of the Global Offering;

  5. an associate of any of the above; or

  6. have been allocated or have applied for or indicated an

    • interest in any Offer Shares under the International Placing.

B. If you are a nominee

You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

  • agree that your application will be governed by the laws of Hong Kong;

  • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

C. Effect of completing and submitting this Application Form

By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Global Coordinator (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;

  • warrant that the information you have provided is true and accurate;

  • agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

  • authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/ or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the share certificate(s) and/or refund cheque(s) in person;

  • agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and

  • declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;

Please use this form if you want the Public Offer Shares to be issued in your name

If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited.

  • understand that the Company and the Sole Global Coordinator will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or through the HK eIPO White Form Service by you or by any one as your agent or by any other person; and

If you do not collect your share certificate(s) personally within the time period specified for collection, they will be dispatched promptly to the address as specified on this Application Form by ordinary post at your own risk.

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

If you apply for less than 1,000,000 Public Offer Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on the relevant Application Form on Tuesday, 24 June

Refund of your money without interest. Public Offer Shares” section of the Prospectus. shall prevail. is signed by HKSCC Nominees: • “Applicants’ declaration” on the first page; • “Warning” on the first page;

  • The Offer Price is expected to be fixed on or around Tuesday, 17 June 2014. Applicants are required to pay the maximum Offer Price of HK$1.20 for each Public Offer Share together with 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company, and the Sole Global Coordinator (on behalf of the underwriters) on or before Monday, 23 June 2014, the Global Offering will not proceed. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:

The Company expects to announce the fixed Offer Price, the indication of the level of interest in the International Placing, the level of applications under the Public Offer and the basis of allocation of the Public Offer on Tuesday, 24 June 2014 in The Standard (in English), Hong Kong Economic Journal (in Chinese), the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.ea-dg.com. Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

  • “Applicants’ declaration” on the first page;

  • “Warning” on the first page;

  • “If you are a nominee”;

  • All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;

  • “If your application for Public Offer Shares is successful (in whole or in part)”; and

If your application for Public Offer Shares is successful (in whole or in part)

  • “Refund of your money”.

If you apply for 1,000,000 or more Public Offer Shares, you may collect it/them in person from: Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong on Tuesday, 24 June 2014 from 9:00 a.m. to 1:00 p.m. or such other date as notified by us in the newspapers.

The following sections in the “How to Apply for Public Offer Shares” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees:

  • “How many applications can you make”; and

  • “Circumstances in which you will not be allotted offer shares”.

2014, by ordinary post and at your own risk.

If you do not receive any Public Offer Shares or if your give electronic application instructions on behalf of that other application is accepted only in part, the Company will refund to person as their agent. you your application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange D. Power of attorney trading fee) without interest. If the offer price is less than the If your application is made through an authorised attorney, the maximum Offer Price, the Company will refund to you the surplus Company and the Sole Global Coordinator may accept or reject application monies (including the related 1% brokerage, 0.003% your application at their discretion, and on any conditions they SFC transaction levy and 0.005% Stock Exchange trading fee) think fit, including evidence of the attorney’s authority. without interest. The refund procedures are stated in the paragraphs headed “13. Determination of Offer Price and Allocation of Public Offer Refund of application monies” and “14. Dispatch/collection of Shares share certificates and refund monies” in the “How to Apply for The Offer Price is expected to be fixed on or around Tuesday, Public Offer Shares” section of the Prospectus. 17 June 2014. Applicants are required to pay the maximum Offer Price of HK$1.20 for each Public Offer Share together with Application by HKSCC Nominees Limited (“HKSCC Nominees”) 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Where this Application Form is signed by HKSCC Nominees Exchange trading fee. If the Offer Price is not agreed between on behalf of persons who have given electronic application the Company, and the Sole Global Coordinator (on behalf of the instructions to apply for the Public Offer Shares, the provisions underwriters) on or before Monday, 23 June 2014, the Global of this Application Form which are inconsistent with those set out Offering will not proceed. Applications for Public Offer Shares in the Prospectus shall not apply and provisions in the Prospectus will not be processed and no allotment of any Public Offer Shares shall prevail.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

泛亞環境國際控股有限公司

全球發售

申請條件

而除招股章程任何補充文件外,不會依賴任 何其他資料或陳述;

甲. 可提出申請的人士

  1. 閣下及 閣下為其利益提出申請的人士必須 • 年滿18歲並有香港地址。

  2. 確認 閣下知悉招股章程內有關全球發售的 限制;

  3. 如 閣下為商號,申請須以個別成員名義提 • 出。

    • 同意本公司、獨家保薦人、獨家全球協調 人、包銷商、彼等各自的董事、高級職員、 僱員、合夥人、代理、顧問及參與全球發售 的任何其他人士現時及日後均毋須對並非載 於招股章程(及其任何補充文件)的任何資料 及陳述負責;
  4. 聯名申請人不得超過四名。

  5. 如 閣下為法人團體,申請須經獲正式授權 人員簽署,並註明其所屬代表身份及蓋上公 司印章。

  6. 閣下必須身處美國境外,並非美國籍人士 •

(定義見美國《證券法》S規例),亦非中國法S規例),亦非中國法規例),亦非中國法 人或自然人。

  • 承諾及確認 閣下或 閣下為其利益提出

  • (定義見美國《證券法》S規例),亦非中國法S規例),亦非中國法規例),亦非中國法 申請的人士並無申請或接納或表示有意認購

  • 人或自然人。 (亦不會申請或接納或表示有意認購)國際

  • 除《上市規則》批准外,下列人士概不得申請 配售項下的任何發售股份,亦無參與國際配

  • 認購任何公開發售股份: 售;

  • • 本公司及╱或其任何附屬公司股份的現 • 同意在本公司、香港股份過戶登記處、收款

  • 有實益擁有人;

  • • 本公司及╱或其任何附屬公司之董事或 銀行、獨家全球協調人、包銷商及╱或彼等 各自的顧問及代理提出要求時,向彼等披露

  • 行政總裁;

  • • 本公司關連人士或緊隨全球配售完成後 其所要求提供有關 閣下及 閣下為其利益 將成為本公司關連人士的人士; 提出申請的人士的個人資料;

  • • 上述任何人士的聯繫人士;或 • 若如香港境外任何地方的法例適用於 閣下 • 已獲分配或已申請或表示有意申請國際 的申請,則同意及保證 閣下已遵守所有有 配售項下的任何發售股份。 關法例,且本公司、獨家保薦人、獨家全球 協調人及包銷商和彼等各自的高級職員或顧

  • 如 閣下為代名人 問概不會因接納 閣下的購買要約,或 閣

  • 閣下作為代名人可提交超過一份公開發售股份申 下在招股章程及本申請表格所載的條款及條 (i)透過中央結算及交收系統(「透過中央結算及交收系統(「 件項下的權利及責任所引致的任何行動,而

  • 」)向香港結算發出電子認購指示 違反香港境外的任何法例;

  • (如 閣下為中央結算系統參與者);或(ii)使用(ii)使用使用 • 同意 閣下的申請一經接納,即不得因無意 或 黃色 申請表格,以自身名義代表不同的實 的失實陳述而撤銷;

  • 益擁有人提交超過一份申請。 • 同意 閣下的申請將受香港法例規管; • 聲明、保證及承諾:(i) 閣下明白公開發售

  • 填交本申請表格的效用 股份不曾亦不會根據美國《證券法》登記;及

  • 閣下填妥並遞交本申請表格,即表示 閣下(如 (ii) 閣下及 閣下為其利益申請公開發售

  • 屬聯名申請人,即各人共同及個別)代表 閣下 股份的任何人士均身處美國境外(定義見S規

  • 本身,或作為 閣下代其行事的每位人士的代理 例),或屬S規例第902條第(h)(3)段所述的 人士;

  • 除《上市規則》批准外,下列人士概不得申請 認購任何公開發售股份:

  • 已獲分配或已申請或表示有意申請國際 配售項下的任何發售股份。

乙. 如 閣下為代名人

閣下作為代名人可提交超過一份公開發售股份申 請,方法是:(i)透過中央結算及交收系統(「透過中央結算及交收系統(「 中 央結算系統 」)向香港結算發出電子認購指示 (如 閣下為中央結算系統參與者);或(ii)使用(ii)使用使用 • 白色黃色 申請表格,以自身名義代表不同的實 益擁有人提交超過一份申請。 • • 丙. 填交本申請表格的效用

  • 閣下填妥並遞交本申請表格,即表示 閣下(如 屬聯名申請人,即各人共同及個別)代表 閣下 本身,或作為 閣下代其行事的每位人士的代理 或代名人:

  • 承諾簽立所有相關文件,並指示及授權本 公司及╱或作為本公司代理的獨家全球協調 人(或彼等的代理或代名人),為 閣下簽 立任何文件,並按照組織章程細則的規定代 表 閣下採取一切必要行動將 閣下獲分配 的任何公開發售股份以 閣下名義登記;

  • 保證 閣下提供的資料真實及準確;

  • 同意接納所申請數目或根據申請分配予 閣 下但數目較少的公開發售股份;

    • 授權本公司將 閣下的姓名╱名稱列入 本公司股東名冊,作為 閣下獲分配的 任何公開發售股份的持有人,並授權本 公司及╱或其代理以平郵方式按申請 所示地址向 閣下或聯名申請的首名 申請人發送任何股票及╱或退款支票, 郵誤風險由 閣下承擔,除非 閣下已選擇 親身領取股票及╱或退款支票;
  • 同意遵守《公司條例》、公司(清盤及雜項條 文)條例及組織章程細則;

  • 確認 閣下已細閱招股章程及本申請表格所 載的條款及條件以及申請程序,並同意受其 約束;

  • 確認 閣下已接獲及細閱招股章程,提出申 請時也僅依據招股章程載列的資料及陳述,

  • 聲明及表示此乃本人╱吾等為本身或本人╱ 吾等為其利益提出申請的人士提出及擬提出 的唯一申請;

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

如 閣下為個人申請人並合資格親身領取, 閣 下不得授權任何其他人士代領。如 閣下為公司 申請人並合資格派人領取, 閣下的授權代表須 攜同蓋上公司印章的授權書領取。個人申請人及 授權代表領取股票時均須出示卓佳證券登記有限 公司接納的身份證明文件。

  • 明白本公司及獨家全球協調人將依據 閣下 的聲明及陳述而決定是否向 閣下分配任何 公開發售股份, 閣下如作出虛假聲明,可 能會被檢控;

  • (如本申請為 閣下本身的利益提出)保 證 閣下或作為 閣下代理的任何人士或任 何其他人士不曾亦不會為 閣下的利益以 白 色黃色 申請表格或向香港結算或透過 網上 白表 服務發出電子認購指示而提出其他申 請;及

如 閣下並無在指定領取時間內親身領取股票, 有關股票將會以平郵方式立刻寄往本申請表格所 示地址,郵誤風險由 閣下承擔。

如 閣下申請認購1,000,000股以下公開發售股 份, 閣下的退款支票及╱或股票將於二零一四 年六月二十四日(星期二)以平郵方式寄往有關 申請表格所示地址,郵誤風險由 閣下承擔。

  • (如 閣下作為代理為另一人士的利益提出 申請)保證(i) 閣下(作為代理或為該人士 利益)或該人士或任何其他作為該人士代理 的人士不曾亦不會以 白色黃色 申請表格或 向香港結算發出電子認購指示而提出其他申 請;及(ii) 閣下獲正式授權作為該人士的(ii) 閣下獲正式授權作為該人士的 閣下獲正式授權作為該人士的 代理代為簽署申請表格或發出電子認購指 示。

退回款項

請;及(ii) 閣下獲正式授權作為該人士的(ii) 閣下獲正式授權作為該人士的 閣下獲正式授權作為該人士的 若 閣下未收取任何公開發售股份或申請僅部分 代理代為簽署申請表格或發出電子認購指 獲接納,本公司將不計利息退回 閣下的申請股 示。 款(包括相關的1%經紀佣金、0.003%證監會交 易徵費及0.005%聯交所交易費)。如發售價低於 丁. 授權書 最高發售價,本公司將不計利息退回多收申請股 如 閣下透過授權人士提出申請,本公司及獨家 款(包括相關的1%經紀佣金、0.003%證監會交 全球協調人可按其認為合適的條件(包括出示獲 易徵費及0.005%聯交所交易費)。 授權證明)酌情接納或拒絕 閣下的申請。 有關退款程序載於招股章程「如何申請公開發售 股份」一節「13. 退還申請股款」及「14. 發送╱領 釐定發售價及公開發售股份的分配 取股票及退還股款」段落。 預期發售價於二零一四年六月十七日(星期二) 或前後釐定。申請人須繳付每股公開發售股份 香港中央結算(代理人)有限公司(「香港結算代 1.20港元的最高發售價,另加1%經紀佣金、 理人」)提出的申請 0.003%證監會交易徵費及0.005%聯交所交易 如本申請表格由香港結算代理人代表發出電子認 費。倘若本公司與獨家全球協調人(代表包銷 購指示申請公開發售股份的人士簽署,本申請表 商)並無於二零一四年六月二十三日(星期一)或 格與招股章程不符的條文將不適用,且以招股章 之前協定發售價,全球發售將不會進行。截止登 程所述者為準。 記認購申請前,概不處理公開發售股份的申請或 在不限制此段一般應用的前提下,本申請表格的 配發任何公開發售股份。 以下部分在香港結算代理人作簽署人的情況下並 本公司預期於二零一四年六月二十四日(星期 不適用: 二)在英文虎報(以英文)、信報(以中文)、聯交 • 第一頁的「申請人聲明」; 所網站(www.hkexnews.hk)及本公司網站(www. • 第一頁的「警告」; ea-dg.com)公佈協定發售價、國際配售踴躍程 • 「如 閣下為代名人」; 度、公開發售認購水平及公開發售分配基準。公 • 「填交本申請表格的效用」一節項下的所有陳 開發售的分配結果以及成功申請人的香港身份 述及保證,惟首項有關以申請人名義登記公 證╱護照╱香港商業登記號碼(如適用)將於上 開發售股份及簽署使申請人登記成為公開發 述網站公佈。 售股份持有人的文件除外;

在不限制此段一般應用的前提下,本申請表格的 以下部分在香港結算代理人作簽署人的情況下並 不適用:

  • 「填交本申請表格的效用」一節項下的所有陳 述及保證,惟首項有關以申請人名義登記公 開發售股份及簽署使申請人登記成為公開發 售股份持有人的文件除外;

  • 「如 閣下成功申請認購公開發售股份(全部 或部分)」;及

如 閣下成功申請認購公開發售股份(全部或部 分)

  • 「退回款項」。

招股章程「如何申請公開發售股份」一節的以下 部分在香港結算代理人作簽署人的情況下並不適 用:

如 閣下申請認購1,000,000股或以上公開發售 股份, 閣下可於二零一四年六月二十四日(星 期二)上午九時正至下午一時正或本公司在報章 上公佈的其他日期,親身前往卓佳證券登記有限 公司(地址為香港皇后大道東183號合和中心22 樓)領取。

  • 「 閣下可提交的申請數目」;及

  • 「 閣下不獲配發發售股份的情況」。

Please use this form if you want the Public Offer Shares to be issued in your name

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

3. Transfer of personal data Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to any of the following:

1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and its Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of its Hong Kong Share Registrar. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay

  • the Company’s appointed agents such as financial advisers, receiving banker and overseas principal share registrar;

  • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes

==> picture [531 x 184] intentionally omitted <==

----- Start of picture text -----

of operating CCASS;
your application for securities being rejected, or in
• any agents, contractors or third-party
delay or the inability of the Company or its Hong
service providers who offer administrative,
Kong Share Registrar to effect transfers or otherwise
telecommunications, computer, payment or other
render their services. It may also prevent or delay
services to the Company or its Hong Kong Share
registration or transfers of the Public Offer Shares
Registrar in connection with their respective
which you have successfully applied for and/or
the dispatch of share certificate(s) and/or refund business operation;
cheque(s) to which you are entitled. • the Stock Exchange, the SFC and any other
It is important that securities holders inform the statutory regulatory or governmental bodies
Company and its Hong Kong Share Registrar or otherwise as required by laws, rules or
immediately of any inaccuracies in the personal data regulations; and
supplied. • any persons or institutions with which the
securities’ holders have or propose to have
Purposes dealings, such as their bankers, solicitors,
The personal data of the securities holders may be accountants or stockbrokers etc.
樣版
----- End of picture text -----

of operating CCASS; • business operation; • regulations; and • processing your application and refund cheque, 4. Retention of personal data where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public compliance with applicable laws and regulations Ordinance. registering new issues or transfers into or out of the names of securities’ holders including, where 5. maintaining or updating the register of securities’ holders of the Company;

2. Purposes

  • The personal data of the securities holders may be held and processed for the following purposes: • processing your application and refund cheque, 4. Retention of personal data where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

5. Access to and correction of personal data

  - Securities holders have the right to ascertain whether the Company or its Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and its Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.
  • maintaining or updating the register of securities’ holders of the Company;

  • verifying securities holders’ identities;

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues;

  • distributing communications from the Company and its subsidiaries;

All requests for access to data or correction of data should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of its company secretary, or its Hong Kong Share Registrar for the attention of the privacy compliance officer.

  • compiling statistical information and securities holders profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

個人資料

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申 請人和持有人說明有關本公司及其香港股份過 戶登記處有關個人資料和香港法例第486章《個 人資料(私隱)條例》(「《 條例 》」)方面的政策和 慣例。

3. 轉交個人資料

  • 本公司及其香港股份過戶登記處所持有關證 券持有人的個人資料將會保密,但本公司及 其香港股份過戶登記處可以在為達到上述任 何目的之必要情況下,向下列任何人士披露 或轉交(無論在香港境內或境外)有關個人 資料:

1. 收集 閣下個人資料的原因

  • 證券申請人及登記持有人以本身名義申請證 • 本公司委任的代理人,例如財務顧問、 券或轉讓或受讓證券時或尋求香港股份過戶 收款銀行和主要海外股份過戶登記處; 登記處的服務時,必須向本公司或其代理人 • (如證券申請人要求將證券存於中央結 及香港股份過戶登記處提供準確個人資料。 算系統)香港結算或香港結算代理人; 未能提供所要求的資料可能導致 閣下申請 彼等將會就中央結算系統的運作使用有 證券被拒或延遲,或本公司或其香港股份過 關個人資料; 戶登記處無法落實轉讓或提供服務。此舉也 • 向本公司或香港股份過戶登記處提供與 可能妨礙或延遲登記或轉讓 閣下成功申請 其各自業務營運有關的行政、電訊、電 的公開發售股份及╱或寄發 閣下應得的股 腦、付款或其他服務的任何代理人、承 票及╱或退款支票。 包商或第三方服務供應商; 證券持有人所提供的個人資料如有任何錯 • 聯交所、證監會及任何其他法定監管機 誤,須立即通知本公司及香港股份過戶登記 關或政府部門或遵照其他法例、規則或 處。 法規;及 • 證券持有人與其進行或擬進行交易的任

  • 目的 何人士或機構,例如彼等的銀行、律 證券持有人的個人資料可作以下目的持有及 師、會計師或股票經紀等。 處理: • 處理 閣下的申請及退款支票(如適 4. 個人資料的保留 用)、核實是否符合本申請表格及招股 本公司及其香港股份過戶登記處將按收集個 章程載列的條款和申請程序以及公佈公 人資料所需的用途保留證券申請人及持有人 開發售股份的分配結果; 的個人資料。無需保留的個人資料將會根據

  • • 遵守香港及其他地區的適用法律及 條例銷毀或處理。 法規;

  • • 以證券持有人(包括香港結算代理人(如 5. 查閱和更正個人資料 適用))的名義登記新發行證券或轉讓或 證券持有人有權確定本公司或香港股份過戶 受讓證券; 登記處是否持有其個人資料,並有權索取有

  • • 存置或更新本公司證券持有人的名冊; 關該資料的副本並更正任何不準確資料。本 • 核實證券持有人的身份; 公司和香港股份過戶登記處有權就處理任何 • 確定本公司證券持有人的受益權利,例 查閱資料的要求收取合理費用。 如股息、供股和紅股等;

2. 目的

所有查閱資料或更正資料的要求應按招股章 程「公司資料」一節所披露或不時通知的本公 司註冊地址送交公司秘書,或向香港股份過 戶登記處的個人資料私隱事務主任提出。

  • 分發本公司及其附屬公司的通訊; 所有查閱資料或更正資料的要求應按招股章

  • • 編製統計數據和證券持有人資料; 程「公司資料」一節所披露或不時通知的本公 • 披露有關資料以便就權益索償;及 司註冊地址送交公司秘書,或向香港股份過 • 與上述有關的任何其他附帶或相關目的 戶登記處的個人資料私隱事務主任提出。 及╱或使本公司及香港股份過戶登記處 能履行對證券持有人及╱或監管機構承 閣下簽署申請表格或向香港結算發出電子認購 擔的責任及╱或證券持有人不時同意的 指示,即表示同意上述各項。 任何其他目的。