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GRANITE CONSTRUCTION INC — Director's Dealing 2011
Feb 14, 2011
31052_dirs_2011-02-14_d1f75459-cbcf-42c8-8a67-a1bd438a4208.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: GRANITE CONSTRUCTION INC (GVA)
CIK: 0000861459
Period of Report: 2010-12-31
Reporting Person: DOREY WILLIAM GLENWOOD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-15 | Common Stock | A | 13.8518 | $22.74 | Acquired | 48414.8518 | Direct |
| 2010-03-24 | Common Stock | G | 5450 | — | Disposed | 193798 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-15 | Common Stock | $0 | A | 98.0396 | Acquired | Common Stock (98.0396) | Direct | |
| 2010-10-15 | Common Stock | $0 | A | 101.2025 | Acquired | Common Stock (101.2025) | Direct |
Footnotes
F1: Dividends on stock units granted pursuant to the Granite Construction Incorporated Amended and Restated 1999 Equity Incentive Plan.
F2: The total number of shares of securities beneficially owned was inadvertently incorrectly reported on the Form 4 dated 9/1/10. The correct total as of 9/1/2010 should have been 48,401 shares. The total amount of securities beneficially held as of 12/31/2010 should be 48,414.8518.
F3: Dividends accrued on performance-based compensation stock.
F4: Performance-based compensation stock and dividends vested upon retirement, August 31, 2010; however, Mr. Dorey chose to defer payment. Beginning April 1, 2011, Mr. Dorey will recieve the shares annually in 10 equal installments.
F5: No expiration date.