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GRAINCORP LIMITED — Major Shareholding Notification 2015
Aug 31, 2015
65001_rns_2015-08-31_fc603177-9e8d-4452-8e39-7f2d6a3fbf31.pdf
Major Shareholding Notification
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ASX Form 604
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme GRAINCORP LIMITED
ACN 057 186 035
1. Details of substantial holder
Name
The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).
ACN/ARSN (if applicable) Not applicable
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
27 August 2015
3 August 2015
3 August 2015
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting Power | Person’s votes | Voting Power | |
| Ordinary Fully Paid Shares | 19,005,693 (1,251 shares were incorrectly omitted from the number of votes disclosed in the Previous Notice. The correct number of votes was 19,006,944) |
8.30% | 16,613,308 | 7.26% |
3. Change in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of **Change ** |
Holder of Relevant Interest |
Nature of **Change ** |
Consideration (AUD) |
Class and Number of Securities | Person’s votes affected |
|---|---|---|---|---|---|
| Please refer to Annexure C. |
ASX Form 604
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|---|
| The Goldman Sachs Group Inc (“GSGI”) |
See below | N/A | GSGI has a relevant interest in ordinary fully paid shares by virtue of section 608(3) of the CorporationsAct2001. |
16,613,308 | Ordinary Fully Paid Shares |
16,613,308 |
| Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA") |
JP Morgan Chase Bank, Sydney National Asset Servicing National Australia Bank Limited National Nominees Limited State Street Australia Limited BNP Paribas Australia |
Various clients | GSAMA has a relevant interest in 13,500,333 ordinary fully paid shares in its capacity as investment manager for a range of client portfolios. |
13,500,333 | Ordinary Fully Paid Shares |
13,500,333 |
| Goldman Sachs Australia Managed Funds Limited ("GSAMF") |
RBC Dexia Investor Services Australia Pty Limited JP Morgan Chase Bank, Sydney |
GSAMF as the responsible entity for the range of Goldman Sachs Australia registered managed investment schemes |
GSAMF has a relevant interest in 2,153,834 ordinary fully paid shares in its capacity as responsible entity for the range of Goldman Sachs Australia Managed Funds. |
2,153,834 | Ordinary Fully Paid Shares |
2,153,834 |
| GSAMA | RBC Dexia Investor Services Australia Pty Limited JP Morgan Chase Bank, Sydney |
GSAMF as the responsible entity for the range of Goldman Sachs Australia registered managed investment schemes |
GSAMA has a relevant interest in 2,153,834 ordinary fully paid shares in its capacity as investment manager for the range of Goldman Sachs Australia registered managed investment schemes. |
2,153,834 | Ordinary Fully Paid Shares |
2,153,834 |
| Goldman Sachs Asset Management International ("GSAMI") |
Bank of New York Mellon |
Various clients | GSAMI has a relevant interest in 86,728 ordinary fully paid shares in its capacity as investment manager for a range of client portfolios. |
86,728 | Ordinary Fully Paid Shares |
86,728 |
| Goldman Sachs Asset Management L.P. (“GSAMLP”) |
Bank of New York Mellon |
Various clients | GSAMLP has a relevant interest in 8,366 ordinary fully paid shares in its capacity as investment manager for a range of client portfolios. |
8,366 | Ordinary Fully Paid Shares |
8,366 |
| Goldman, Sachs & Co. ("GSCO") |
HSBC Custody Nominees Australia Limited |
GSCO | Holder of shares subject to an obligation to return under a securities lending agreement with GSI (see AnnexureB). |
1,347,082 | Ordinary Fully Paid Shares |
1,347,082 |
| Goldman Sachs International (“GSI”) |
HSBC Custody Nominees Australia Limited |
GSI | GSI beneficially owns ordinary fully paid shares. |
230,353 | Ordinary Fully Paid Shares |
230,353 |
| GSI | HSBC Custody Nominees Australia Limited |
GSI | Holder of shares subject to an obligation to return under the securities lending agreements (see AnnexureB). |
388,694 | Ordinary Fully Paid Shares |
388,694 |
| GSI | HSBC Custody Nominees Australia Limited |
GSI | Holder of shares subject to an obligation to return under a securities lending agreement with GSA (see AnnexureB). |
245,000 | Ordinary Fully Paid Shares |
245,000 |
ASX Form 604
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as **holder ** |
Nature of relevant interest |
Class and number of securities |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|---|
| Goldman Sachs Australia Pty Ltd ("GSA") |
GSA | GSA | GSA beneficially owns ordinary fully paid shares. |
245,000 | Ordinary Fully Paid Shares |
245,000 |
5. Change in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| GSAMA | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSAMF | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSA | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSAMI | Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom |
| GSAMLP | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| GSCO | 200 West Street, New York, NY 10282, USA |
| GSI | Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom |
| Goldman Sachs Financial Markets Pty Ltd (“GAUS”) | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| HSBC Custody Nominees Australia Limited | GPO Box 5302, Sydney NSW 2001, Australia |
| JP Morgan Chase Bank, Sydney | Level 16, 85 Castlereagh Street, Sydney NSW 2000 Australia |
| National Asset Servicing | Level 12, 500 Bourke Street Melbourne 3000, Australia |
| National Australia Bank Limited | Level 12, 500 Bourke Street Melbourne 3000, Australia |
| National Nominees Limited | Level 5, 271 Collins Street, Melbourne, Victoria 3000, Australia |
| State Street Australia Limited | 420 George Street, Level 14, Sydney, NSW 2000, Australia |
| RBC Dexia Investor Services Australia Pty Limited | 2 Park Street, Level 17, Sydney, NSW 2000, Australia |
| Bank of New York Mellon | One Wall Street, New York, NY 10286, USA |
| BNP Paribas Australia | Level 7, 60 Castlereagh Street, Sydney, NSW 2000, Australia |
ASX Form 604
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 31 August 2015
ASX Form 604
Annexure A
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2014 and the states or jurisdictions in which they are organized. Indentation indicates the principal parent of each subsidiary. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.
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ASX Form 604
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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 31 August 2015
ASX Form 604
Annexure B
This is Annexure B referred to in the Form 604: Notice of change of interests of substantial holder issued by The Goldman Sachs Group, Inc. and its subsidiaries.
The following is description of the securities lending agreements referenced in the accompanying Form 604:
| Type of agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); TheBankof New York Mellon(the“Lender”) |
| Transfer date | No transactions in the period of 31 July 2015 to 27 August 2015 |
| Holder of voting rights | Securities Borrower,Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
| Type of agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Citibank,N.A.(the“Lender”) |
| Transfer date | 4 August 2015 5August2015 |
| Holder of voting rights | Securities Borrower,Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
ASX Form 604
| Type of agreement | Overseas Securities Lender’s Agreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Citibank,N.A.(the“Lender”) |
| Transfer date | 27 August 2015 |
| Holder of voting rights | Securities Borrower,Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
| Type of agreement | Overseas Securities Lender’s Agreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Macquarie Bank Limited (the“Lender”) |
| Transfer date | 24 August 2015 |
| Holder of voting rights | Securities Borrower,Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes – any time |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes – any time with notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
ASX Form 604
| Type of agreement | Australian Master Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Goldman Sachs Australia Pty Ltd (the “Lender”) |
| Transfer date | 20 August 2015 – 26 August 2015 |
| Holder of voting rights | Securities Borrower, Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
| Type of agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Goldman Sachs & Co. (the “Borrower”); GoldmanSachsInternational(the“Lender”) |
| Transfer date | 4 August 2015 - 27 August 2015 |
| Holder of voting rights | Securities Borrower, Goldman Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
ASX Form 604
A copy of the agreements will be provided to Graincorp Limited or the Australian Securities and Investments Commission upon request.
Signature
| print name sign here |
Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act) capacity Authorised Person |
|---|---|
| date 31 August 2015 |
ASX Form 604
Annexure C
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class andNumber | ofSecurities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 07/31/2015 | GSI | Sell | 1,721,416 | 192,932 | Ordinary Fully Paid Shares |
192,932 |
| 07/31/2015 | GSAMF | Sell | 12,149 | 1,379 | Ordinary Fully Paid Shares |
1,379 |
| 08/03/2015 | GSI | Sell | 410,571 | 46,212 | Ordinary Fully Paid Shares |
46,212 |
| 08/04/2015 | GSI | Loanofshares | N/A | 56,548 | Ordinary Fully Paid Shares |
56,548 |
| 08/04/2015 | GSI | Return of lent shares |
N/A | 56,548 | Ordinary Fully Paid Shares |
56,548 |
| 08/04/2015 | GSCO | Borrowofshares | N/A | 56,548 | Ordinary Fully Paid Shares |
56,548 |
| 08/04/2015 | GSCO | Return of borrowed shares |
N/A | 56,548 | Ordinary Fully Paid Shares |
56,548 |
| 08/04/2015 | GSI | Return of lent shares |
N/A | 68,200 | Ordinary Fully Paid Shares |
68,200 |
| 08/04/2015 | GSCO | Return of borrowed shares |
N/A | 68,200 | Ordinary Fully Paid Shares |
68,200 |
| 08/04/2015 | GSI | Borrowofshares | N/A | 70,000 | Ordinary Fully Paid Shares |
70,000 |
| 08/04/2015 | GSI | Internally Transfer In |
N/A | 52 | Ordinary Fully Paid Shares |
52 |
| 08/04/2015 | GSI | Sell | 939,243 | 106,325 | Ordinary Fully Paid Shares |
106,325 |
| 08/04/2015 | GSAMF | Sell | 4,193 | 477 | Ordinary Fully Paid Shares |
477 |
| 08/05/2015 | GSCO | Borrowofshares | N/A | 1,779,292 | Ordinary Fully Paid Shares |
1,779,292 |
| 08/05/2015 | GSI | Loanofshares | N/A | 11,180 | Ordinary Fully Paid Shares |
11,180 |
| 08/05/2015 | GSCO | Return of borrowed shares |
N/A | 1,768,112 | Ordinary Fully Paid Shares |
1,768,112 |
| 08/05/2015 | GSCO | Return of borrowed shares |
N/A | 11,180 | Ordinary Fully Paid Shares |
11,180 |
| 08/05/2015 | GSCO | Return of borrowed shares |
N/A | 11,180 | Ordinary Fully Paid Shares |
11,180 |
| 08/05/2015 | GSCO | Borrowofshares | N/A | 11,180 | Ordinary Fully Paid Shares |
11,180 |
| 08/05/2015 | GSI | Return of lent shares |
N/A | 1,768,112 | Ordinary Fully Paid Shares |
1,768,112 |
| 08/05/2015 | GSI | Return of lent shares |
N/A | 11,180 | Ordinary Fully Paid Shares |
11,180 |
| 08/05/2015 | GSI | Loanofshares | N/A | 1,779,292 | Ordinary Fully Paid Shares |
1,779,292 |
| 08/05/2015 | GSI | Return of lent shares |
N/A | 11,180 | Ordinary Fully Paid Shares |
11,180 |
| 08/05/2015 | GSI | Borrowofshares | N/A | 68,000 | Ordinary Fully Paid Shares |
68,000 |
| 08/05/2015 | GSI | Sell | 47,046 | 5,359 | Ordinary Fully Paid Shares |
5,359 |
| 08/05/2015 | GSI | Buy | 6,143 | 698 | Ordinary Fully Paid Shares |
698 |
| 08/05/2015 | GSI | Internally Transfer In |
N/A | 5,359 | Ordinary Fully Paid Shares |
5,359 |
| 08/05/2015 | GSI | Sell | 552,227 | 63,059 | Ordinary Fully Paid Shares |
63,059 |
| 08/06/2015 | GSI | Loanofshares | N/A | 1,847,407 | Ordinary Fully Paid Shares |
1,847,407 |
| 08/06/2015 | GSI | Return of lent shares |
N/A | 62,753 | Ordinary Fully Paid Shares |
62,753 |
| 08/06/2015 | GSCO | Return of borrowed shares |
N/A | 62,753 | Ordinary Fully Paid Shares |
62,753 |
| 08/06/2015 | GSCO | Borrowofshares | N/A | 1,847,407 | Ordinary Fully Paid Shares |
1,847,407 |
| 08/06/2015 | GSCO | Borrowofshares | N/A | 130,868 | Ordinary Fully Paid Shares |
130,868 |
| 08/06/2015 | GSCO | Return of borrowed shares |
N/A | 130,868 | Ordinary Fully Paid Shares |
130,868 |
ASX Form 604
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class andNumber | ofSecurities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 08/06/2015 | GSI | Return of lent shares |
N/A | 1,716,539 | Ordinary Fully Paid Shares |
1,716,539 |
| 08/06/2015 | GSI | Loanofshares | N/A | 130,868 | Ordinary Fully Paid Shares |
130,868 |
| 08/06/2015 | GSI | Return of lent shares |
N/A | 130,868 | Ordinary Fully Paid Shares |
130,868 |
| 08/06/2015 | GSCO | Return of borrowed shares |
N/A | 1,716,539 | Ordinary Fully Paid Shares |
1,716,539 |
| 08/06/2015 | GSI | Sell | 582,122 | 66,725 | Ordinary Fully Paid Shares |
66,725 |
| 08/06/2015 | GSAMA | Sell | 3,276 | 374 | Ordinary Fully Paid Shares |
374 |
| 08/06/2015 | GSAMF | Sell | 56,474 | 6,510 | Ordinary Fully Paid Shares |
6,510 |
| 08/07/2015 | GSCO | Borrowofshares | N/A | 7,066 | Ordinary Fully Paid Shares |
7,066 |
| 08/07/2015 | GSCO | Return of borrowed shares |
N/A | 7,066 | Ordinary Fully Paid Shares |
7,066 |
| 08/07/2015 | GSI | Loanofshares | N/A | 7,066 | Ordinary Fully Paid Shares |
7,066 |
| 08/07/2015 | GSI | Return of lent shares |
N/A | 7,066 | Ordinary Fully Paid Shares |
7,066 |
| 08/07/2015 | GSI | Sell | 122,556 | 13,858 | Ordinary Fully Paid Shares |
13,858 |
| 08/07/2015 | GSAMA | Buy | 460 | 54 | Ordinary Fully Paid Shares |
54 |
| 08/07/2015 | GSAMF | Sell | 16,419 | 1,931 | Ordinary Fully Paid Shares |
1,931 |
| 08/10/2015 | GSI | Sell | 1,060,759 | 125,936 | Ordinary Fully Paid Shares |
125,936 |
| 08/11/2015 | GSI | Return of lent shares |
N/A | 4,368 | Ordinary Fully Paid Shares |
4,368 |
| 08/11/2015 | GSI | Loanofshares | N/A | 4,368 | Ordinary Fully Paid Shares |
4,368 |
| 08/11/2015 | GSCO | Borrowofshares | N/A | 4,368 | Ordinary Fully Paid Shares |
4,368 |
| 08/11/2015 | GSCO | Return of borrowed shares |
N/A | 4,368 | Ordinary Fully Paid Shares |
4,368 |
| 08/11/2015 | GSI | Internally Transfer In |
N/A | 4,368 | Ordinary Fully Paid Shares |
4,368 |
| 08/11/2015 | GSI | Sell | 2,808,034 | 331,351 | Ordinary Fully Paid Shares |
331,351 |
| 08/11/2015 | GSI | Sell | 20,287 | 2,398 | Ordinary Fully Paid Shares |
2,398 |
| 08/11/2015 | GSAMA | Buy | 901 | 106 | Ordinary Fully Paid Shares |
106 |
| 08/11/2015 | GSAMA | Sell | 4,193 | 495 | Ordinary Fully Paid Shares |
495 |
| 08/11/2015 | GSAMA | Sell | 1,730 | 204 | Ordinary Fully Paid Shares |
204 |
| 08/12/2015 | GSI | Sell | 1,037,487 | 123,362 | Ordinary Fully Paid Shares |
123,362 |
| 08/12/2015 | GSAMA | Buy | 919 | 109 | Ordinary Fully Paid Shares |
109 |
| 08/12/2015 | GSAMA | Sell | 38,943 | 4,625 | Ordinary Fully Paid Shares |
4,625 |
| 08/13/2015 | GSI | Buy | 44,183 | 5,255 | Ordinary Fully Paid Shares |
5,255 |
| 08/13/2015 | GSI | Sell | 448,380 | 53,529 | Ordinary Fully Paid Shares |
53,529 |
| 08/14/2015 | GSCO | Return of borrowed shares |
N/A | 18,436 | Ordinary Fully Paid Shares |
18,436 |
| 08/14/2015 | GSI | Return of lent shares |
N/A | 18,436 | Ordinary Fully Paid Shares |
18,436 |
| 08/14/2015 | GSCO | Borrowofshares | N/A | 18,436 | Ordinary Fully Paid Shares |
18,436 |
| 08/14/2015 | GSI | Loanofshares | N/A | 18,436 | Ordinary Fully Paid Shares |
18,436 |
| 08/14/2015 | GSI | Sell | 2,096,904 | 252,338 | Ordinary Fully Paid Shares |
252,338 |
| 08/17/2015 | GSI | Sell | 685,047 | 82,279 | Ordinary Fully Paid Shares |
82,279 |
ASX Form 604
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class andNumber | ofSecurities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 08/18/2015 | GSI | Internally Transfer In |
N/A | 6,446 | Ordinary Fully Paid Shares |
6,446 |
| 08/18/2015 | GSI | Sell | 814,294 | 98,155 | Ordinary Fully Paid Shares |
98,155 |
| 08/18/2015 | GSAMA | Buy | 3,553 | 427 | Ordinary Fully Paid Shares |
427 |
| 08/19/2015 | GSI | Return of lent shares |
N/A | 21,202 | Ordinary Fully Paid Shares |
21,202 |
| 08/19/2015 | GSCO | Borrowofshares | N/A | 21,202 | Ordinary Fully Paid Shares |
21,202 |
| 08/19/2015 | GSCO | Return of borrowed shares |
N/A | 21,202 | Ordinary Fully Paid Shares |
21,202 |
| 08/19/2015 | GSI | Loanofshares | N/A | 21,202 | Ordinary Fully Paid Shares |
21,202 |
| 08/19/2015 | GSI | Internally Transfer In |
N/A | 2,109 | Ordinary Fully Paid Shares |
2,109 |
| 08/19/2015 | GSI | Sell | 1,487,689 | 178,350 | Ordinary Fully Paid Shares |
178,350 |
| 08/19/2015 | GSAMA | Sell | 18,290 | 2,193 | Ordinary Fully Paid Shares |
2,193 |
| 08/20/2015 | GSA | Loanofshares | N/A | 35,105 | Ordinary Fully Paid Shares |
35,105 |
| 08/20/2015 | GSA | Return of lent shares |
N/A | 35,105 | Ordinary Fully Paid Shares |
35,105 |
| 08/20/2015 | GSI | Return of borrowed shares |
N/A | 35,105 | Ordinary Fully Paid Shares |
35,105 |
| 08/20/2015 | GSI | Borrowofshares | N/A | 35,105 | Ordinary Fully Paid Shares |
35,105 |
| 08/20/2015 | GSI | Sell | 3,270,428 | 394,717 | Ordinary Fully Paid Shares |
394,717 |
| 08/20/2015 | GSAMA | Buy | 1,240 | 149 | Ordinary Fully Paid Shares |
149 |
| 08/21/2015 | GSCO | Borrowofshares | N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSA | Return of lent shares |
N/A | 98,155 | Ordinary Fully Paid Shares |
98,155 |
| 08/21/2015 | GSA | Loanofshares | N/A | 98,155 | Ordinary Fully Paid Shares |
98,155 |
| 08/21/2015 | GSCO | Borrowofshares | N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSCO | Return of borrowed shares |
N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSI | Loanofshares | N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSI | Return of lent shares |
N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSI | Return of borrowed shares |
N/A | 98,155 | Ordinary Fully Paid Shares |
98,155 |
| 08/21/2015 | GSI | Borrowofshares | N/A | 98,155 | Ordinary Fully Paid Shares |
98,155 |
| 08/21/2015 | GSCO | Return of borrowed shares |
N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSI | Loanofshares | N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSI | Return of lent shares |
N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/21/2015 | GSI | Sell | 1,040,508 | 126,165 | Ordinary Fully Paid Shares |
126,165 |
| 08/21/2015 | GSAMA | Buy | 494 | 60 | Ordinary Fully Paid Shares |
60 |
| 08/21/2015 | GSAMF | Sell | 7,266 | 884 | Ordinary Fully Paid Shares |
884 |
| 08/21/2015 | GSAMA | Buy | 310,972 | 37,648 | Ordinary Fully Paid Shares |
37,648 |
| 08/21/2015 | GSAMA | Sell | 7,973 | 970 | Ordinary Fully Paid Shares |
970 |
| 08/24/2015 | GSA | Loanofshares | N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/24/2015 | GSI | Return of lent shares |
N/A | 1,846,828 | Ordinary Fully Paid Shares |
1,846,828 |
| 08/24/2015 | GSCO | Return of borrowed shares |
N/A | 1,846,828 | Ordinary Fully Paid Shares |
1,846,828 |
ASX Form 604
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class andNumber | ofSecurities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 08/24/2015 | GSI | Loanofshares | N/A | 1,847,407 | Ordinary Fully Paid Shares |
1,847,407 |
| 08/24/2015 | GSCO | Return of borrowed shares |
N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/24/2015 | GSI | Return of borrowed shares |
N/A | 10,110 | Ordinary Fully Paid Shares |
10,110 |
| 08/24/2015 | GSA | Return of lent shares |
N/A | 35,105 | Ordinary Fully Paid Shares |
35,105 |
| 08/24/2015 | GSA | Return of lent shares |
N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/24/2015 | GSCO | Borrowofshares | N/A | 1,847,407 | Ordinary Fully Paid Shares |
1,847,407 |
| 08/24/2015 | GSA | Loanofshares | N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/24/2015 | GSA | Return of lent shares |
N/A | 10,110 | Ordinary Fully Paid Shares |
10,110 |
| 08/24/2015 | GSI | Return of borrowed shares |
N/A | 66,525 | Ordinary Fully Paid Shares |
66,525 |
| 08/24/2015 | GSI | Return of lent shares |
N/A | 579 | Ordinary Fully Paid Shares |
579 |
| 08/24/2015 | GSI | Return of borrowed shares |
N/A | 35,105 | Ordinary Fully Paid Shares |
35,105 |
| 08/24/2015 | GSA | Return of lent shares |
N/A | 66,525 | Ordinary Fully Paid Shares |
66,525 |
| 08/24/2015 | GSI | Borrowofshares | N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/24/2015 | GSI | Borrowofshares | N/A | 100,000 | Ordinary Fully Paid Shares |
100,000 |
| 08/24/2015 | GSI | Sell | 133,207 | 16,218 | Ordinary Fully Paid Shares |
16,218 |
| 08/24/2015 | GSAMA | Buy | 2,865 | 337 | Ordinary Fully Paid Shares |
337 |
| 08/24/2015 | GSAMA | Buy | 751 | 93 | Ordinary Fully Paid Shares |
93 |
| 08/24/2015 | GSAMA | Sell | 5,720 | 707 | Ordinary Fully Paid Shares |
707 |
| 08/25/2015 | GSI | Borrowofshares | N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/25/2015 | GSI | Return of lent shares |
N/A | 100,000 | Ordinary Fully Paid Shares |
100,000 |
| 08/25/2015 | GSI | Return of borrowed shares |
N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/25/2015 | GSI | Return of lent shares |
N/A | 400,000 | Ordinary Fully Paid Shares |
400,000 |
| 08/25/2015 | GSCO | Return of borrowed shares |
N/A | 400,000 | Ordinary Fully Paid Shares |
400,000 |
| 08/25/2015 | GSCO | Return of borrowed shares |
N/A | 100,000 | Ordinary Fully Paid Shares |
100,000 |
| 08/25/2015 | GSI | Sell | 2,433,480 | 300,000 | Ordinary Fully Paid Shares |
300,000 |
| 08/25/2015 | GSAMA | Buy | 461,458 | 56,725 | Ordinary Fully Paid Shares |
56,725 |
| 08/26/2015 | GSA | Return of lent shares |
N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/26/2015 | GSI | Return of borrowed shares |
N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/26/2015 | GSI | Loanofshares | N/A | 1,347,082 | Ordinary Fully Paid Shares |
1,347,082 |
| 08/26/2015 | GSCO | Borrowofshares | N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSCO | Return of borrowed shares |
N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSCO | Borrowofshares | N/A | 35 | Ordinary Fully Paid Shares |
35 |
| 08/26/2015 | GSCO | Return of borrowed shares |
N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSI | Borrowofshares | N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/26/2015 | GSI | Return of lent shares |
N/A | 35 | Ordinary Fully Paid Shares |
35 |
| 08/26/2015 | GSCO | Return of borrowed shares |
N/A | 35 | Ordinary Fully Paid Shares |
35 |
ASX Form 604
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class andNumber | ofSecurities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 08/26/2015 | GSI | Return of lent shares |
N/A | 360 | Ordinary Fully Paid Shares |
360 |
| 08/26/2015 | GSCO | Return of borrowed shares |
N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSCO | Borrowofshares | N/A | 1,347,082 | Ordinary Fully Paid Shares |
1,347,082 |
| 08/26/2015 | GSI | Return of lent shares |
N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSCO | Borrowofshares | N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSI | Loanofshares | N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSA | Loanofshares | N/A | 111,740 | Ordinary Fully Paid Shares |
111,740 |
| 08/26/2015 | GSI | Loanofshares | N/A | 35 | Ordinary Fully Paid Shares |
35 |
| 08/26/2015 | GSI | Return of lent shares |
N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSCO | Return of borrowed shares |
N/A | 360 | Ordinary Fully Paid Shares |
360 |
| 08/26/2015 | GSCO | Return of borrowed shares |
N/A | 1,347,047 | Ordinary Fully Paid Shares |
1,347,047 |
| 08/26/2015 | GSCO | Borrowofshares | N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSI | Return of lent shares |
N/A | 1,347,047 | Ordinary Fully Paid Shares |
1,347,047 |
| 08/26/2015 | GSI | Loanofshares | N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSI | Return of lent shares |
N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSI | Loanofshares | N/A | 12,340 | Ordinary Fully Paid Shares |
12,340 |
| 08/26/2015 | GSI | Sell | 1,105,856 | 135,505 | Ordinary Fully Paid Shares |
135,505 |
| 08/26/2015 | GSAMA | Buy | 917 | 112 | Ordinary Fully Paid Shares |
112 |
| 08/26/2015 | GSAMA | Sell | 729 | 89 | Ordinary Fully Paid Shares |
89 |
| 08/27/2015 | GSCO | Return of borrowed shares |
N/A | 1,343,412 | Ordinary Fully Paid Shares |
1,343,412 |
| 08/27/2015 | GSCO | Borrowofshares | N/A | 3,670 | Ordinary Fully Paid Shares |
3,670 |
| 08/27/2015 | GSCO | Borrowofshares | N/A | 1,347,082 | Ordinary Fully Paid Shares |
1,347,082 |
| 08/27/2015 | GSI | Loanofshares | N/A | 1,347,082 | Ordinary Fully Paid Shares |
1,347,082 |
| 08/27/2015 | GSI | Return of lent shares |
N/A | 3,670 | Ordinary Fully Paid Shares |
3,670 |
| 08/27/2015 | GSI | Loanofshares | N/A | 8,995 | Ordinary Fully Paid Shares |
8,995 |
| 08/27/2015 | GSCO | Borrowofshares | N/A | 8,995 | Ordinary Fully Paid Shares |
8,995 |
| 08/27/2015 | GSI | Return of lent shares |
N/A | 3,670 | Ordinary Fully Paid Shares |
3,670 |
| 08/27/2015 | GSCO | Return of borrowed shares |
N/A | 3,670 | Ordinary Fully Paid Shares |
3,670 |
| 08/27/2015 | GSCO | Return of borrowed shares |
N/A | 8,995 | Ordinary Fully Paid Shares |
8,995 |
| 08/27/2015 | GSCO | Return of borrowed shares |
N/A | 3,670 | Ordinary Fully Paid Shares |
3,670 |
| 08/27/2015 | GSI | Return of lent shares |
N/A | 1,343,412 | Ordinary Fully Paid Shares |
1,343,412 |
| 08/27/2015 | GSI | Loanofshares | N/A | 3,670 | Ordinary Fully Paid Shares |
3,670 |
| 08/27/2015 | GSI | Return of lent shares |
N/A | 8,995 | Ordinary Fully Paid Shares |
8,995 |
| 08/27/2015 | GSI | Borrowofshares | N/A | 116,000 | Ordinary Fully Paid Shares |
116,000 |
| 08/27/2015 | GSI | Sell | 19,841 | 2,420 | Ordinary Fully Paid Shares |
2,420 |
| 08/27/2015 | GSI | Internally Transfer In |
N/A | 1,408 | Ordinary Fully Paid Shares |
1,408 |
ASX Form 604
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class andNumber | ofSecurities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 08/27/2015 | GSI | Sell | 1,324,822 | 159,134 | Ordinary Fully Paid Shares |
159,134 |
| 08/27/2015 | GSAMA | Buy | 232,656 | 28,014 | Ordinary Fully Paid Shares |
28,014 |
Signature
| print name sign here |
Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act) capacity Authorised Person |
|---|---|
| date 31 August 2015 |