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GRAINCORP LIMITED — Major Shareholding Notification 2021
Apr 22, 2021
65001_rns_2021-04-22_15eec722-c183-4ee3-92a7-61b352a58848.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: Graincorp Limited ACN/ARSN: 057 186 035
1. Details of substantial holder
| Name: Mitsubishi UFJ Financial Group, Inc. |
|
|---|---|
| The holder ceased to be a substantial holder on: | 20/04/2021 |
| The previous notice was given to the company on: | 22/04/2021 |
| The previous notice was dated: | 22/04/2021 |
| The holder became aware on: | 22/04/2021 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| 4. Addresses The addresses of persons named in this form are as follows: |
|
| Name | Address |
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [73 x 23] intentionally omitted <==
==> picture [53 x 8] intentionally omitted <==
Authorised signatory
Dated 23 April 2021
Page 1
Annexure A
This is Annexure A of 3 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 23 April 2021.
==> picture [74 x 23] intentionally omitted <==
==> picture [55 x 8] intentionally omitted <==
Authorised signatory Dated 23 April 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,646.68 | 508 Ordinary Shares | 508 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,339.10 | 452 Ordinary Shares | 452 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,187.37 | 229 Ordinary Shares | 229 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 949.77 | 183 Ordinary Shares | 183 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 56,882.80 | 10,939 Ordinary Shares | 10939 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 140.94 | 27 Ordinary Shares | 27 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,191.40 | 230 Ordinary Shares | 230 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 19,075.92 | 3,694 Ordinary Shares | 3694 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 613.45 | 119 Ordinary Shares | 119 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,603.68 | 312 Ordinary Shares | 312 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 6,695.00 | 1,300 Ordinary Shares | 1300 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,043.46 | 198 Ordinary Shares | 198 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 186.12 | 36 Ordinary Shares | 36 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 260.50 | 50 Ordinary Shares | 50 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 13,399.26 | 2,562 Ordinary Shares | 2562 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 11,499.95 | 2,233 Ordinary Shares | 2233 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,486.77 | 481 Ordinary Shares | 481 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 4,450.43 | 865 Ordinary Shares | 865 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,687.15 | 705 Ordinary Shares | 705 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 92.88 | 18 Ordinary Shares | 18 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,179.27 | 227 Ordinary Shares | 227 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 39,212.60 | 7,570 Ordinary Shares | 7570 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 7,243.60 | 1,393 Ordinary Shares | 1393 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 12,357.39 | 2,381 Ordinary Shares | 2381 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 14,660.78 | 2,833 Ordinary Shares | 2833 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,310.54 | 253 Ordinary Shares | 253 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,473.60 | 668 Ordinary Shares | 668 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 38,772.30 | 7,485 Ordinary Shares | 7485 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 22,312.80 | 4,320 Ordinary Shares | 4320 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 6,432.53 | 1,243 Ordinary Shares | 1243 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 129.50 | 25 Ordinary Shares | 25 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 21.00 | 4 Ordinary Shares | 4 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,075.32 | 206 Ordinary Shares | 206 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,442.38 | 275 Ordinary Shares | 275 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,102.18 | 596 Ordinary Shares | 596 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 4,093.78 | 785 Ordinary Shares | 785 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 6,746.95 | 1,295 Ordinary Shares | 1295 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,680.25 | 701 Ordinary Shares | 701 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 5,607.74 | 1,091 Ordinary Shares | 1091 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 498.28 | 95 Ordinary Shares | 95 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,562.21 | 498 Ordinary Shares | 498 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 12,180.98 | 2,338 Ordinary Shares | 2338 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,513.79 | 477 Ordinary Shares | 477 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,224.00 | 620 Ordinary Shares | 620 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 7,422.84 | 1,422 Ordinary Shares | 1422 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 618.32 | 118 Ordinary Shares | 118 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 729.68 | 141 Ordinary Shares | 141 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,505.17 | 479 Ordinary Shares | 479 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 42,957.74 | 8,293 Ordinary Shares | 8293 |
Page 2
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,387.72 | 654 Ordinary Shares | 654 |
|---|---|---|---|---|---|
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,458.00 | 665 Ordinary Shares | 665 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 50,007.72 | 9,654 Ordinary Shares | 9654 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 8,253.16 | 1,601 Ordinary Shares | 1601 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 13,593.74 | 2,637 Ordinary Shares | 2637 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 19,323.45 | 3,734 Ordinary Shares | 3734 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,594.44 | 309 Ordinary Shares | 309 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 358.11 | 69 Ordinary Shares | 69 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,271.70 | 246 Ordinary Shares | 246 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 9,996.68 | 1,928 Ordinary Shares | 1928 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 864.86 | 166 Ordinary Shares | 166 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 4,318.92 | 837 Ordinary Shares | 837 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,421.75 | 275 Ordinary Shares | 275 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 9,709.46 | 1,869 Ordinary Shares | 1869 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,928.41 | 373 Ordinary Shares | 373 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 4,392.17 | 839 Ordinary Shares | 839 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 974.27 | 187 Ordinary Shares | 187 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 2,799.17 | 543 Ordinary Shares | 543 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 27,205.36 | 5,252 Ordinary Shares | 5252 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 14,220.90 | 2,748 Ordinary Shares | 2748 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 6,787.32 | 1,304 Ordinary Shares | 1304 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,557.00 | 300 Ordinary Shares | 300 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 10,716.83 | 2,055 Ordinary Shares | 2055 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 890.96 | 172 Ordinary Shares | 172 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 6,352.50 | 1,210 Ordinary Shares | 1210 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,357.20 | 261 Ordinary Shares | 261 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 12,912.50 | 2,500 Ordinary Shares | 2500 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 4,658.83 | 902 Ordinary Shares | 902 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 14,989.84 | 2,891 Ordinary Shares | 2891 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 572.21 | 111 Ordinary Shares | 111 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 323.64 | 62 Ordinary Shares | 62 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 4,019.40 | 770 Ordinary Shares | 770 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 8,498.52 | 1,647 Ordinary Shares | 1647 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 465.92 | 89 Ordinary Shares | 89 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 795.72 | 152 Ordinary Shares | 152 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,018.60 | 585 Ordinary Shares | 585 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,575.00 | 300 Ordinary Shares | 300 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 5,963.12 | 1,138 Ordinary Shares | 1138 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,276.45 | 245 Ordinary Shares | 245 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,634.88 | 312 Ordinary Shares | 312 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 3,950.97 | 762 Ordinary Shares | 762 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 140.81 | 27 Ordinary Shares | 27 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 1,483.90 | 284 Ordinary Shares | 284 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 9,272.20 | 1,790 Ordinary Shares | 1790 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley | 648.90 | 126 Ordinary Shares | 126 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 149.24 | 28 Ordinary Shares | 28 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,263.68 | 432 Ordinary Shares | 432 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 21,241.44 | 4,023 Ordinary Shares | 4023 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,541.40 | 485 Ordinary Shares | 485 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,000.25 | 381 Ordinary Shares | 381 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 121.33 | 23 Ordinary Shares | 23 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 7,455.36 | 1,412 Ordinary Shares | 1412 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 185.15 | 35 Ordinary Shares | 35 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 1,134.00 | 216 Ordinary Shares | 216 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 208.26 | 39 Ordinary Shares | 39 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 147.84 | 28 Ordinary Shares | 28 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,698.38 | 513 Ordinary Shares | 513 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 6,955.00 | 1,300 Ordinary Shares | 1300 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 911.76 | 174 Ordinary Shares | 174 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 42,197.76 | 7,992 Ordinary Shares | 7992 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,830.08 | 536 Ordinary Shares | 536 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 10,536.40 | 1,988 Ordinary Shares | 1988 |
Page 3
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 994.84 | 187 Ordinary Shares | 187 |
|---|---|---|---|---|---|
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 295.68 | 56 Ordinary Shares | 56 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 14,081.76 | 2,667 Ordinary Shares | 2667 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 201.78 | 38 Ordinary Shares | 38 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 939.75 | 179 Ordinary Shares | 179 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 15.99 | 3 Ordinary Shares | 3 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 3,447.84 | 653 Ordinary Shares | 653 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 728.96 | 136 Ordinary Shares | 136 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,024.60 | 382 Ordinary Shares | 382 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,735.13 | 519 Ordinary Shares | 519 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 4,620.00 | 875 Ordinary Shares | 875 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 6,520.80 | 1,235 Ordinary Shares | 1235 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 4,416.26 | 838 Ordinary Shares | 838 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 2,708.90 | 515 Ordinary Shares | 515 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 354.43 | 67 Ordinary Shares | 67 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 4,598.88 | 871 Ordinary Shares | 871 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 23,522.40 | 4,455 Ordinary Shares | 4455 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 9,294.24 | 1,734 Ordinary Shares | 1734 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 1,306.63 | 247 Ordinary Shares | 247 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 1,923.90 | 363 Ordinary Shares | 363 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 17,143.31 | 3,253 Ordinary Shares | 3253 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 895.90 | 170 Ordinary Shares | 170 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 12,854.70 | 2,430 Ordinary Shares | 2430 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 1,626.53 | 311 Ordinary Shares | 311 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley | 385.44 | 73 Ordinary Shares | 73 |
| 20/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 1,684,933 Ordinary Shares | 1684933 |
Page 4
Annexure B
This is Annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 23 April 2021.
==> picture [74 x 23] intentionally omitted <==
==> picture [44 x 6] intentionally omitted <==
Authorised signatory Dated 23 April 2021
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CERES CAPITAL PTY LTD |
| Transfer Date | 20210420; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from eachpartyto the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and ELLERSTON CAPITAL LIMITED AS RESPONSIBLE ENTITY FOR ELLERSTON GLOBAL EQUITY MANAGERS FUND |
| Transfer Date | 20210420; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from eachpartyto the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and PERPETUAL INVESTMENT MANAGEMENT LIMITED AS RESPONSIBLE ENTITY FOR PERPETUAL PURE EQUITY ALPHA FUND |
| Transfer Date | 20210420; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from eachpartyto the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and MASO CAPITAL INVESTMENTS LIMITED |
| Transfer Date | 20210414; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from eachpartyto the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |