AI assistant
GRAINCORP LIMITED — Major Shareholding Notification 2021
Apr 27, 2021
65001_rns_2021-04-27_b43fd8a3-b1e4-4cea-8d5d-98f19729edc3.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: Graincorp Limited
ACN/ARSN: 057 186 035
1. Details of substantial holder
Name: Mitsubishi UFJ Financial Group, Inc.
| The holder ceased to be a substantial holder on: | 23/04/2021 |
|---|---|
| The previous notice was given to the company on: | 26/04/2021 |
| The previous notice was dated: | 26/04/2021 |
| The holder became aware on: | 27/04/2021 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable | Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are | as follows: |
|---|---|
| Name | Address |
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [135 x 38] intentionally omitted <==
==> picture [59 x 7] intentionally omitted <==
----- Start of picture text -----
Dated 28 April 2021
----- End of picture text -----
Kenji Takase Authorised signatory
Page 1
Annexure A
This is Annexure A of 5 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 28 April 2021.
==> picture [110 x 31] intentionally omitted <==
Kenji Takase
Authorised signatory
Dated 28 April 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 21/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
3,359.84 | 664 Ordinary shares | 664 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
5,768.40 | 1,140 Ordinary shares | 1,140 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
12,710.72 | 2,512 Ordinary shares | 2,512 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
30.90 | 6 Ordinary Shares | 6 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
61.44 | 12 Ordinary Shares | 12 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
75.90 | 15 Ordinary Shares | 15 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
80.96 | 16 Ordinary Shares | 16 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
87.04 | 17 Ordinary Shares | 17 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
91.26 | 18 Ordinary Shares | 18 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
116.38 | 23 Ordinary Shares | 23 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
116.50 | 23 Ordinary Shares | 23 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
131.56 | 26 Ordinary Shares | 26 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
177.10 | 35 Ordinary Shares | 35 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
217.14 | 42 Ordinary Shares | 42 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
268.98 | 53 Ordinary Shares | 53 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
349.14 | 69 Ordinary Shares | 69 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
367.92 | 72 Ordinary Shares | 72 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
386.08 | 76 Ordinary Shares | 76 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
406.40 | 80 Ordinary Shares | 80 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
418.61 | 82 Ordinary Shares | 82 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
426.62 | 83 Ordinary Shares | 83 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
443.76 | 86 Ordinary Shares | 86 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
463.19 | 91 Ordinary Shares | 91 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
464.10 | 91 Ordinary Shares | 91 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
508.00 | 100 Ordinary Shares | 100 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
542.49 | 107 Ordinary Shares | 107 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
581.90 | 115 Ordinary Shares | 115 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
623.42 | 122 Ordinary Shares | 122 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
738.76 | 146 Ordinary Shares | 146 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
809.31 | 159 Ordinary Shares | 159 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
885.80 | 172 Ordinary Shares | 172 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
917.67 | 181 Ordinary Shares | 181 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
983.58 | 194 Ordinary Shares | 194 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
989.40 | 194 Ordinary Shares | 194 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,040.40 | 204 Ordinary Shares | 204 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,088.62 | 212 Ordinary Shares | 212 |
Page 2
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,174.20 | 228 Ordinary Shares | 228 |
|---|---|---|---|---|---|
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,228.08 | 238 Ordinary Shares | 238 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,379.04 | 272 Ordinary Shares | 272 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,438.20 | 282 Ordinary Shares | 282 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,447.80 | 285 Ordinary Shares | 285 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,447.80 | 285 Ordinary Shares | 285 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,460.83 | 287 Ordinary Shares | 287 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,593.40 | 310 Ordinary Shares | 310 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,613.96 | 314 Ordinary Shares | 314 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,659.68 | 328 Ordinary Shares | 328 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,786.59 | 351 Ordinary Shares | 351 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,888.39 | 371 Ordinary Shares | 371 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,906.32 | 376 Ordinary Shares | 376 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,957.13 | 383 Ordinary Shares | 383 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,292.18 | 453 Ordinary Shares | 453 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,296.71 | 453 Ordinary Shares | 453 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,325.54 | 452 Ordinary Shares | 452 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,457.91 | 481 Ordinary Shares | 481 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,611.05 | 507 Ordinary Shares | 507 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,657.28 | 519 Ordinary Shares | 519 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,665.07 | 519 Ordinary Shares | 519 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,817.09 | 554 Ordinary Shares | 554 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,086.60 | 610 Ordinary Shares | 610 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,113.91 | 607 Ordinary Shares | 607 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,128.16 | 608 Ordinary Shares | 608 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,137.20 | 620 Ordinary Shares | 620 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,221.34 | 636 Ordinary Shares | 636 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,227.06 | 634 Ordinary Shares | 634 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,622.08 | 704 Ordinary Shares | 704 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,638.32 | 712 Ordinary Shares | 712 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,170.68 | 821 Ordinary Shares | 821 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,434.84 | 873 Ordinary Shares | 873 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,554.30 | 893 Ordinary Shares | 893 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,630.50 | 900 Ordinary Shares | 900 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,115.63 | 1,009 Ordinary Shares | 1,009 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,418.62 | 1,266 Ordinary Shares | 1,266 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,967.62 | 1,377 Ordinary Shares | 1,377 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,979.92 | 1,374 Ordinary Shares | 1,374 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,160.02 | 1,393 Ordinary Shares | 1,393 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,715.84 | 1,507 Ordinary Shares | 1,507 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,981.88 | 1,942 Ordinary Shares | 1,942 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,982.83 | 1,969 Ordinary Shares | 1,969 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,737.32 | 2,122 Ordinary Shares | 2,122 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,946.13 | 2,159 Ordinary Shares | 2,159 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,302.86 | 2,199 Ordinary Shares | 2,199 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,592.56 | 2,282 Ordinary Shares | 2,282 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,665.96 | 2,887 Ordinary Shares | 2,887 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,961.57 | 2,951 Ordinary Shares | 2,951 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
18,221.30 | 3,545 Ordinary Shares | 3,545 |
Page 3
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
20,902.86 | 4,131 Ordinary Shares | 4,131 |
|---|---|---|---|---|---|
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
21,459.46 | 4,241 Ordinary Shares | 4,241 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
21,963.24 | 4,332 Ordinary Shares | 4,332 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
23,412.70 | 4,555 Ordinary Shares | 4,555 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
26,578.53 | 5,181 Ordinary Shares | 5,181 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
26,873.66 | 5,311 Ordinary Shares | 5,311 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
32,151.24 | 6,354 Ordinary Shares | 6,354 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
35,748.90 | 7,065 Ordinary Shares | 7,065 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
36,255.57 | 7,151 Ordinary Shares | 7,151 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
59,849.68 | 11,828 Ordinary Shares | 11,828 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
101,604.80 | 20,080 Ordinary Shares | 20,080 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
105,754.00 | 20,900 Ordinary Shares | 20,900 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10.34 | 2 Ordinary Shares | 2 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
129.50 | 25 Ordinary Shares | 25 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
220.50 | 42 Ordinary Shares | 42 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
240.58 | 46 Ordinary Shares | 46 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
287.10 | 55 Ordinary Shares | 55 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
406.85 | 79 Ordinary Shares | 79 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
656.25 | 125 Ordinary Shares | 125 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
712.77 | 138 Ordinary Shares | 138 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
783.00 | 150 Ordinary Shares | 150 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
789.73 | 151 Ordinary Shares | 151 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
899.60 | 173 Ordinary Shares | 173 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
980.91 | 189 Ordinary Shares | 189 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
997.44 | 192 Ordinary Shares | 192 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,051.54 | 203 Ordinary Shares | 203 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,104.24 | 214 Ordinary Shares | 214 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,222.92 | 237 Ordinary Shares | 237 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,339.00 | 260 Ordinary Shares | 260 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,417.50 | 270 Ordinary Shares | 270 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,435.98 | 273 Ordinary Shares | 273 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,476.30 | 285 Ordinary Shares | 285 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,560.00 | 300 Ordinary Shares | 300 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,761.20 | 340 Ordinary Shares | 340 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,998.15 | 385 Ordinary Shares | 385 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,052.74 | 394 Ordinary Shares | 394 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,075.04 | 396 Ordinary Shares | 396 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,079.19 | 401 Ordinary Shares | 401 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,090.40 | 402 Ordinary Shares | 402 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,124.87 | 411 Ordinary Shares | 411 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,168.25 | 413 Ordinary Shares | 413 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,439.78 | 471 Ordinary Shares | 471 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,489.00 | 475 Ordinary Shares | 475 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,505.17 | 479 Ordinary Shares | 479 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,513.79 | 477 Ordinary Shares | 477 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,727.31 | 526 Ordinary Shares | 526 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,018.60 | 585 Ordinary Shares | 585 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,566.60 | 680 Ordinary Shares | 680 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,955.05 | 765 Ordinary Shares | 765 |
Page 4
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,019.40 | 770 Ordinary Shares | 770 |
|---|---|---|---|---|---|
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,579.12 | 884 Ordinary Shares | 884 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,433.25 | 1,055 Ordinary Shares | 1,055 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,344.00 | 1,220 Ordinary Shares | 1,220 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,352.50 | 1,210 Ordinary Shares | 1,210 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,283.08 | 1,406 Ordinary Shares | 1,406 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,470.75 | 1,423 Ordinary Shares | 1,423 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
9,664.55 | 1,855 Ordinary Shares | 1,855 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
11,336.96 | 2,176 Ordinary Shares | 2,176 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12,623.66 | 2,437 Ordinary Shares | 2,437 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
13,555.32 | 2,627 Ordinary Shares | 2,627 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
16,783.20 | 3,240 Ordinary Shares | 3,240 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
18,822.77 | 3,599 Ordinary Shares | 3,599 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
19,488.45 | 3,755 Ordinary Shares | 3,755 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
20,253.00 | 3,925 Ordinary Shares | 3,925 |
| 22/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
25,648.37 | 4,961 Ordinary Shares | 4,961 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley-see Annexure B |
N/A |
2,340,891 Ordinary Shares | 2,340,891 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5.13 | 1 Ordinary Share | 1 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
40.96 | 8 Ordinary Shares | 8 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
55.66 | 11 Ordinary Shares | 11 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
148.19 | 29 Ordinary Shares | 29 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
166.65 | 33 Ordinary Shares | 33 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
176.75 | 35 Ordinary Shares | 35 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
233.22 | 46 Ordinary Shares | 46 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
235.06 | 46 Ordinary Shares | 46 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
318.78 | 63 Ordinary Shares | 63 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
328.90 | 65 Ordinary Shares | 65 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
497.84 | 98 Ordinary Shares | 98 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
541.42 | 107 Ordinary Shares | 107 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
595.53 | 117 Ordinary Shares | 117 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
698.28 | 138 Ordinary Shares | 138 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
720.51 | 141 Ordinary Shares | 141 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
910.80 | 180 Ordinary Shares | 180 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
961.62 | 188 Ordinary Shares | 188 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
965.79 | 189 Ordinary Shares | 189 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,046.48 | 206 Ordinary Shares | 206 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,059.84 | 207 Ordinary Shares | 207 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,151.40 | 228 Ordinary Shares | 228 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,249.82 | 247 Ordinary Shares | 247 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,254.76 | 247 Ordinary Shares | 247 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,315.72 | 259 Ordinary Shares | 259 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,516.82 | 298 Ordinary Shares | 298 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,523.06 | 301 Ordinary Shares | 301 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,639.44 | 324 Ordinary Shares | 324 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,020.00 | 400 Ordinary Shares | 400 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,110.02 | 417 Ordinary Shares | 417 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,117.61 | 414 Ordinary Shares | 414 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,149.68 | 424 Ordinary Shares | 424 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,419.43 | 481 Ordinary Shares | 481 |
Page 5
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,625.84 | 521 Ordinary Shares | 521 |
|---|---|---|---|---|---|
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,789.94 | 749 Ordinary Shares | 749 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,070.40 | 795 Ordinary Shares | 795 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,489.35 | 1,087 Ordinary Shares | 1,087 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,794.74 | 1,134 Ordinary Shares | 1,134 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,684.26 | 1,321 Ordinary Shares | 1,321 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,352.18 | 1,453 Ordinary Shares | 1,453 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,017.76 | 1,972 Ordinary Shares | 1,972 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,174.01 | 1,991 Ordinary Shares | 1,991 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,233.28 | 2,194 Ordinary Shares | 2,194 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,330.43 | 2,413 Ordinary Shares | 2,413 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
15,083.52 | 2,946 Ordinary Shares | 2,946 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
18,252.00 | 3,600 Ordinary Shares | 3,600 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
18,841.60 | 3,680 Ordinary Shares | 3,680 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
50,360.32 | 9,836 Ordinary Shares | 9,836 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5.10 | 1 Ordinary Share | 1 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
111.54 | 22 Ordinary Shares | 22 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
127.25 | 25 Ordinary Shares | 25 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
218.44 | 43 Ordinary Shares | 43 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
258.06 | 51 Ordinary Shares | 51 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
263.90 | 52 Ordinary Shares | 52 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
356.30 | 70 Ordinary Shares | 70 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
390.39 | 77 Ordinary Shares | 77 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
406.00 | 80 Ordinary Shares | 80 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
532.35 | 105 Ordinary Shares | 105 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
546.48 | 108 Ordinary Shares | 108 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
584.20 | 115 Ordinary Shares | 115 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
617.32 | 122 Ordinary Shares | 122 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
709.80 | 140 Ordinary Shares | 140 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
865.30 | 170 Ordinary Shares | 170 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
912.25 | 178 Ordinary Shares | 178 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
915.86 | 181 Ordinary Shares | 181 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
934.72 | 184 Ordinary Shares | 184 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
965.79 | 189 Ordinary Shares | 189 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
971.52 | 192 Ordinary Shares | 192 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,087.90 | 215 Ordinary Shares | 215 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,550.40 | 304 Ordinary Shares | 304 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,686.56 | 332 Ordinary Shares | 332 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,723.80 | 340 Ordinary Shares | 340 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,003.76 | 396 Ordinary Shares | 396 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,524.50 | 495 Ordinary Shares | 495 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,636.30 | 713 Ordinary Shares | 713 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,181.54 | 1,014 Ordinary Shares | 1,014 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,606.48 | 1,108 Ordinary Shares | 1,108 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
8,581.76 | 1,696 Ordinary Shares | 1,696 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
9,453.50 | 1,850 Ordinary Shares | 1,850 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
25,765.52 | 5,092 Ordinary Shares | 5,092 |
| 23/04/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
53,491.48 | 10,468 Ordinary Shares | 10,468 |
Page 6
Annexure B
This is Annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 28 April 2021.
==> picture [95 x 27] intentionally omitted <==
Kenji Takase Authorised signatory Dated 28 April 2021
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| agreement to the company, responsible entity or ASIC. | agreement to the company, responsible entity or ASIC. |
|---|---|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and ELLERSTON CAPITAL LIMITEDAS RESPONSIBLE ENTITY FORELLERSTON GLOBAL EQUITY MANAGERS FUND |
| Transfer Date | 20210423; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CERES CAPITAL PTY LTD |
| Transfer Date | 20210423; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and PERPETUAL INVESTMENT MANAGEMENTLIMITEDAS RESPONSIBLE ENTITY FOR PERPETUALPURE EQUITY ALPHA FUND |
| Transfer Date | 20210423; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and MASO CAPITAL INVESTMENTSLIMITED |
| Transfer Date | 20210414; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
Page 7