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GRAHAM CORP — Director's Dealing 2025
Jun 4, 2025
32710_dirs_2025-06-04_98b14244-3af2-46e1-b720-ba24f5cc1995.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2025-06-02
Reporting Person: Thoren Daniel J. (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-06-02 | Restricted Stock Units | $0 | A | 1588 | Acquired | Common Stock (1588) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 335119 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (6089) | 6089 | Direct | |
| Restricted Stock Units | $0 | Common Stock (16628) | 16628 | Direct |
Footnotes
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028.
F3: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F4: These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.