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GRAHAM CORP — Director's Dealing 2025
Jun 11, 2025
32710_dirs_2025-06-11_bbed9a7d-9155-4e8d-ae0a-8f2ede16a5d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2025-06-09
Reporting Person: Thome Christopher J. (VP-Finance; CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-09 | Common Stock | A | 7436 | — | Acquired | 30040 | Direct |
| 2025-06-09 | Common Stock | F | 2680 | $44.66 | Disposed | 27360 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (3287) | 3287 | Direct | |
| Restricted Stock Units | $0 | Common Stock (2375) | 2375 | Direct | |
| Restricted Stock Units | $0 | Common Stock (3299) | 3299 | Direct |
Footnotes
F1: These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.
F2: Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest in substantially equal installments on each of 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.
F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest on 5/17/2026, except as otherwise provided in the award notice.
F5: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028, except as otherwise provided in the award notice.