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GRAHAM CORP — Director's Dealing 2024
May 21, 2024
32710_dirs_2024-05-21_f9ac78db-c3bc-4939-9e57-f1858ff6b891.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2024-05-17
Reporting Person: Smith Alan E (VP & General Manager - Batavia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-17 | Common Stock | M | 2374 | — | Acquired | 51982 | Direct |
| 2024-05-17 | Common Stock | F | 945 | $29.12 | Disposed | 51037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-17 | Restricted Stock Units | $0 | M | 2374 | Disposed | Common Stock (2374) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (6106) | 6106 | Direct | |
| Restricted Stock Units | $0 | Common Stock (18315) | 18315 | Direct |
Footnotes
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F4: One-third of the original grant of these restricted stock units vested on 5/23/2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.
F5: These restricted stock units will vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.