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GRAHAM CORP — Director's Dealing 2024
Jun 4, 2024
32710_dirs_2024-06-04_6163c324-582d-4f7f-9b92-755ae87ddd12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2024-06-01
Reporting Person: Smith Alan E (VP & General Manager - Batavia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-01 | Common Stock | F | 520 | $27.05 | Disposed | 52474 | Direct |
| 2024-06-01 | Common Stock | F | 3123 | $27.05 | Disposed | 49351 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (3053) | 3053 | Direct | |
| Restricted Stock Units | $0 | Common Stock (4749) | 4749 | Direct | |
| Restricted Stock Units | $0 | Common Stock (18315) | 18315 | Direct |
Footnotes
F1: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021.
F2: Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on June 1, 2021.
F3: These restricted stock units convert into common stock on a one-for-one basis.
F4: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
F5: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F6: These restricted stock units will vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.