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GRAHAM CORP Director's Dealing 2024

Sep 4, 2024

32710_dirs_2024-09-04_687341cd-4d69-4c7c-acbc-bb7ff7dc00f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2024-09-01

Reporting Person: Thoren Daniel J. (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-01 Common Stock F 1381 $31.84 Disposed 324885 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (16628) 16628 Direct
Restricted Stock Units $0 Common Stock (12177) 12177 Direct
Restricted Stock Units $0 Common Stock (8140) 8140 Direct

Footnotes

F1: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on September 1, 2021.

F2: These restricted stock units convert into common stock on a one-for-one basis.

F3: These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.

F4: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.

F5: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.