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GRAHAM CORP — Director's Dealing 2023
Feb 21, 2023
32710_dirs_2023-02-21_fc0601c8-2dd4-499c-a78f-afacd67f3f58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2023-02-21
Reporting Person: Smith Alan E (VP & General Manager - Batavia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-21 | Common Stock | P | 4000 | $13.53 | Acquired | 57999 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (9158) | 9158 | Direct | |
| Restricted Stock Units | $0 | Common Stock (18315) | 18315 | Direct |
Footnotes
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 5/23/2023, 5/23/2024 and 5/23/2025, except as otherwise provided in the award notice.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.
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