GRAHAM CORP — Director's Dealing 2023

Jun 2, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2023-05-17

Reporting Person: Smith Alan E (VP & General Manager - Batavia)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-05-17	Common Stock	D	9126	—	Disposed	50663	Direct
2023-06-01	Common Stock	F	507	$11.04	Disposed	50156	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (6106)	6106	Direct
Restricted Stock Units	$0		Common Stock (7123)	7123	Direct
Restricted Stock Units	$0		Common Stock (18315)	18315	Direct

Footnotes

F1: Shares forfeited under the terms of Mr. Smith's June 9, 2020 performance-vested restricted stock award.

F2: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

F3: These restricted stock units convert into common stock on a one-for-one basis.

F4: One-third of the original grant of these restricted stock units vested on 5/23/2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.

F5: One-third of these restricted stock units will vest on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.

F6: These restricted stock units will vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.