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GRAHAM CORP — Director's Dealing 2023
Jun 12, 2023
32710_dirs_2023-06-12_14811eea-b8de-4fcb-a4b9-2914493ccbfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2023-06-09
Reporting Person: Smith Alan E (VP & General Manager - Batavia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-09 | Common Stock | F | 548 | $13.0 | Disposed | 49608 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (6106) | 6106 | Direct | |
| Restricted Stock Units | $0 | Common Stock (7123) | 7123 | Direct | |
| Restricted Stock Units | $0 | Common Stock (18315) | 18315 | Direct |
Footnotes
F1: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
F2: These restricted stock units convert into common stock on a one-for-one basis.
F3: One-third of the original grant of these restricted stock units vested on 5/23/2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.
F4: One-third of these restricted stock units will vest on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
F5: These restricted stock units will vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.