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GRAHAM CORP Director's Dealing 2022

Jun 10, 2022

32710_dirs_2022-06-10_0255ef33-437c-439b-9d65-25f35cd490e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2022-05-29

Reporting Person: Smith Alan E (VP & General Manager - Batavia)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-29 Common Stock F 526 $7.32 Disposed 55481 Direct
2022-06-01 Common Stock F 722 $7.38 Disposed 54759 Direct
2022-06-09 Common Stock F 760 $9.02 Disposed 53999 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (9158) 9158 Direct
Restricted Stock Units $0 Common Stock (18315) 18315 Direct

Footnotes

F1: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest on the third anniversary of the date of grant, except as otherwise provided in the award notice.