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GRAHAM CORP — Director's Dealing 2022
Jun 10, 2022
32710_dirs_2022-06-10_0255ef33-437c-439b-9d65-25f35cd490e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2022-05-29
Reporting Person: Smith Alan E (VP & General Manager - Batavia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-29 | Common Stock | F | 526 | $7.32 | Disposed | 55481 | Direct |
| 2022-06-01 | Common Stock | F | 722 | $7.38 | Disposed | 54759 | Direct |
| 2022-06-09 | Common Stock | F | 760 | $9.02 | Disposed | 53999 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (9158) | 9158 | Direct | |
| Restricted Stock Units | $0 | Common Stock (18315) | 18315 | Direct |
Footnotes
F1: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest on the third anniversary of the date of grant, except as otherwise provided in the award notice.
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