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GRAHAM CORP — Director's Dealing 2022
Aug 5, 2022
32710_dirs_2022-08-05_066bffb6-bd3f-4533-8e1b-d738bee0ad69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2022-08-04
Reporting Person: Thoren Daniel J. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-04 | Common Stock | P | 7500 | $7.83 | Acquired | 318191 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (24420) | 24420 | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.85, inclusive. Mr. Thoren undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: Includes 2,009 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.