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GRAHAM CORP — Director's Dealing 2021
Mar 8, 2021
32710_dirs_2021-03-08_eb0ab205-9fd1-4ce3-b906-d1220faa9ffb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2021-03-04
Reporting Person: Glajch Jeffrey (VP-Finance; CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-04 | Common Stock | S | 5800 | $15.93 | Disposed | 69154 | Direct |
| 2021-03-05 | Common Stock | S | 3007 | $15.9 | Disposed | 66147 | Direct |
| 2021-03-08 | Common Stock | S | 5193 | $16.04 | Disposed | 60954 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $18.65 | 2022-05-30 | Common Stock (7141) | 7141 | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.01, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 1,984 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.06, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.