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GRAHAM CORP — Director's Dealing 2021
Jun 2, 2021
32710_dirs_2021-06-02_719d895f-bc28-4d3f-85ee-db475fbc8d8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2021-06-01
Reporting Person: Thoren Daniel J. (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | A | 246494 | — | Acquired | 246494 | Direct |
| 2021-06-01 | Common Stock | A | 5960 | — | Acquired | 252454 | Direct |
| 2021-06-01 | Common Stock | A | 11920 | — | Acquired | 264374 | Direct |
Footnotes
F1: Mr. Thoren acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021.
F2: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F3: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.