GRAHAM CORP — Director's Dealing 2021

Jun 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2021-03-31

Reporting Person: LINES JAMES R (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-31	Common Stock	D	5813	—	Disposed	159530	Direct
2021-03-31	Common Stock	D	9804	—	Disposed	149726	Direct
2021-06-01	Common Stock	A	13063	—	Acquired	162789	Direct
2021-06-01	Common Stock	A	26126	—	Acquired	188915	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.65	2022-05-30	Common Stock (10894)	10894	Direct

Footnotes

F1: Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award.

F2: Shares forfeited under the terms of Mr. Lines' May 29, 2019 performance-vested restricted stock award.

F3: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.

F4: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.