GRAHAM CORP — Director's Dealing 2020

May 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2020-05-13

Reporting Person: Smith Alan E (VP & General Manager - Batavia)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-13	Common Stock	D	4405	—	Disposed	35785	Direct
2020-05-13	Common Stock	F	677	$10.79	Disposed	35108	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.65	2022-05-30	Common Stock (6059)	6059	Direct

Footnotes

F1: Shares forfeited under the terms of Mr. Smith's May 31, 2017 performance-vested restricted stock award.

F2: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.