AI assistant
GRAHAM CORP — Director's Dealing 2020
Jun 10, 2020
32710_dirs_2020-06-10_a72354c5-f522-4c54-b787-f7df0a0c0a98.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2020-06-09
Reporting Person: Smith Alan E (VP & General Manager - Batavia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-09 | Common Stock | A | 4563 | — | Acquired | 38267 | Direct |
| 2020-06-09 | Common Stock | A | 9126 | $0.0 | Acquired | 47393 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $18.65 | 2022-05-30 | Common Stock (6059) | 6059 | Direct |
Footnotes
F1: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
F2: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.